Humanitarian assistance: Breaking the waves
of complex political emergencies. A literature survey
CDR Working Paper 99.5, August 1999
Joakim Gundel
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Contents
Abstract 1
1. Introduction 1
1.1 Discerning the Main Themes and Issues 2
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2. The Humanitarian Terminologies 4
Part 1: Situating Complex Political
Emergencies Within a Global Context 7
1. The Contemporary Global Context 7
2. Causes and Nature of Complex Political Emergencies 8
3. The New Humanitarian Era and the New Aid Paradigm 11
4. Sovereignty and the Legitimation of Humanitarian Intervention
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4.1 Sovereignty and Humanitarian Interventions 13
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4.2 Legitimizing Intervention for Whom and by Whom? 14
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5. Containing Security Risks: Humanitarian Interventions 15
5.1 Peacemaking, Conflict Resolution and Management 17
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5.2 UN Operations 18
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5.3 Subcontracting and Task-sharing 19
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5.4 Coordination 20
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5.5 Learning from Case Studies 21
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Part 2: The
Negative Effects of Humanitarian Action and the Crisis of
Values 23
1. Approaching the Negative Effects of Humanitarian Assistance
Interventions 24
2. Humanitarian Positioning 26
2.1. Ethics and Morality 27
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2.2. Neutrality and Impartiality 29
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3. Mercy vs. Justice: Humanitarian vs. Human Rights Priorities
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4. About Linking Relief to Development 33
4.1 The Critique of Continuum Thinking 35
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4.2 Minimalism 37
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4.3 A Critique of Minimalism 37
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4.4 Engagement, Disengagement or Structural Change 38
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4.5 Post-conflict Rehabilitation and Rebuilding 39
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5. Operational Issues: Principles of Humanitarian Practice 40
6. Conclusion: Breaking the Waves? 41
Part 3 43
1. Introduction to the Bibliography 43
2. Criteria for Selection 43
3. Links to the Humanitarian Network 44
3.1 Research institutions 44
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3.2 Journals, Periodicals, Publications and News Networks 45
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3.3 Major International Organisations 45
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3.4 International Non-Governmental Organisations 46
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3.5 Public Accessible Databases 47
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4. Thematic Bibliography 47
4.1 Introducing and Discerning the Themes 47
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4.2 The Humanitarian Terminologies 48
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4.3 The Contemporary Global Context 48
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4.4 Causes and Nature of Complex Emergencies 49
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4.5 New Humanitarian Era and Aid Paradigm 53
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4.6 Legitimizing Humanitarian Interventions and Sovereignty 54
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4.7 Containing Security Risks: Humanitarian Intervention 56
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4.8 Media Impact 61
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4.9 Humanitarian Assistance and its Negative Externalities 62
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4.10 Humanitarian Positioning: Morality, Ethics, Neutrality and
Impartiality 67
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4.11 Mercy versus Justice: Humanitarian vs. Human Rights Priorities 68
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4.12 Linking Relief and Development Continuum 69
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4.13 Post-conflict Issues: Rebuilding, Rehabilitation,
Demobilization 73
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4.14 Operational Principles for Humanitarian Action 76
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4.15 Evaluating Humanitarian Assistance 77
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4.16 Country Lessons 78
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5. Alphabetic Bibliography 82

Abstract
Conflict-precipitated human disaster has been a
significant worldwide feature during the last decade, from 1989 to 1999.
As complex political emergencies (which such politically caused disasters
have been termed) proliferated, so did humanitarian assistance to
alleviate human suffering and interventions to stop the conflicts. The
different experiences of what can be termed humanitarian assistance
interventions have sometimes been successful, at other times mixed, and in
some cases even disastrous. The literature about these humanitarian
assistance interventions to complex political emergencies has burgeoned in
the recent years.
This literature survey is an attempt to discern the main issues of
the debates found in this literature. The debates cover several themes
from the causes of complex political emergencies, to the implications of
humanitarian assistance interventions and the global context within which
they unfold. Out of the examined literature this study focuses on certain
selected themes and issues in order to outline the current debate, thus
priority has been given to issues found in the literature published in
1997 and 1998.
The themes are addressed in two parts. First part which attempts to
situate complex political emergencies in the contemporary global context.
This part raises the "big questions," which humanitarian assistance
interventions in sovereign states on behalf of an international community
give rise to, as well as the related technical problems of "containing
security risks". The second part discusses the moral aspects of the
negative effects of humanitarian action as well as the special questions
which the efforts at linking relief to development raises.
In addition to the descriptions of the selected themes, a
comprehensive bibliography is attached in the third part of the survey.
This bibliography is firstly structured in themes corresponding to the
selected issues and secondly in alphabetical order.
The key conclusions are that this debate, as often is the case with
literature concerning the third world, is dominated by especially the in
English language written Western perspectives. Acknowledging that
humanitarian assistance and interventions are not always solutions to the
crises, much of the current literature is mainly preoccupied with
pragmatic and palliative approaches to complex political emergencies. The
ambition seems to be to find ways of breaking the waves of complex
political emergencies rather than addressing their root causes. This
criticism is however strongly present in some of the reviewed literature.
1. Introduction
The experiences of intervening in complex conflicts which are combined
with serious humanitarian emergencies, be it with relief aid or military
intervention, has not always been successful. The first half of the 1990s
left the humanitarian community with several serious moral hangovers.
Inspired by the title of the film by the Danish film director Lars von
Trier, the attempts to address the humanitarian disasters of complex
political emergencies (CPEs) may metaphorically be described as efforts at
breaking the impact of the continuing waves of violence! Similarly, the
ongoing debates discuss the practical difficulties and moral dilemmas of
"breaking the waves" of CPEs. This literature survey attempts to discern
the main themes and issues in the current and burgeoning debates on how to
break these waves. To this end, this survey examines the literature on
certain selected themes and issues in order to outline the
current debate on humanitarian assistance in CPEs. Priority has
been given to issues still being debated, that means literature published
in 1997/1998 and which seems to attract further discussions.
Today, the debates about humanitarian assistance interventions (HAI) in
what is called complex political emergencies (CPEs), both the popular and
academic ones, cover several themes from the causes of CPEs, the
implications of HAI to the global context within which they unfold and the
corresponding international humanitarian actions. Furthermore, as the
survey covers mainly the academic literature published in 1997 and 1998,
it can be read as a complimentary study to the "state of the art" report
about humanitarian assistance in conflict submitted by the Norwegian
Christian Michelsens Institute in 1998 (Hybertsen et al. 1998). That study
gives a very good account of the debates and main schools of thought
concerning humanitarian assistance interventions found in the literature
published until 1997.
To the second part of the survey, a comprehensive, but alas not
exhaustive, bibliography of the literature on humanitarian assistance from
the latter part of the 1990s is attached. This bibliography is structured
thematically so it may be a useful tool for academics as well as
practitioners. Furthermore, links to relevant resources such as research
institutions, humanitarian agencies and governments are attached to the
internet version of this study.
It should be stated that the views found in this literature survey
reflects an unfortunate character of the debate (so far), namely that it
is predominantly Western. Furthermore, this Western debate is dominated by
the Anglo-Saxon discourse of English and North-American authors. Hugo Slim
(1998) notes that "by far the most deafening part of humanitarian
discourse is still that part of the conversation, voiced by the
international (and largely Western) humanitarian system in discussion with
itself". More important, however, is the almost complete lack of the
perceptions of the various local actors in complex emergencies in
humanitarian action.
Issues problematised in the current debate, which are identified as
discussions taken up in books and academic articles, published mainly in
1998 and 1997 (in selection), are included in the chosen themes and
issues. References to other issues not treated in this survey, but which
have been debated thoroughly and in depth in academic analyses, can be
found in the thematically organized bibliography. The criteria for
selection is described in Part 3.
Finally, it should be remarked that there is a rather confusing use of
terms in this debate. For instance the term "assistance" sometimes may be
understood as different from "intervention" and other times synonymously.
In an effort to reduce this confusion, some clarification of terminologies
is undertaken in the section "Clarification of terminologies" below.
1.1 Discerning the Main Themes and Issues
There is a general consensus that the international system has changed
substantially from 1990 and onwards. As a result, the character of
international relations, civil war dynamics, and the framework for
humanitarian action have changed (Weiss 1998, Slim 1998, Harriss 1995 and
Mayall 1996). As international relations no longer are dominated by the
overlays of Cold War dynamics, the character of internal conflicts and
civil wars have changed accordingly. Thus, politically caused emergencies
are no more internationalised as proxy wars between the two superpower
blocs, but are gaining their own specific character. Accordingly, the
nature of humanitarian action in response to such crises has changed too.
Thus, the post-Cold War world provided a new framework for intervention in
intrastate conflicts (Mayall 1996).
A significant feature of this new framework was the new humanitarian
imperative to save the victims of the so-called complex emergencies,
formed by a new consensus within the United Nations. This "new room" for
manoeuvre by the "humanitarian international community," was primarily
exercised within the auspices of the United Nations Security Council.
However, International NGOs (INGOs) have also gained an increasingly
important role as agents for the international community's humanitarian
concerns (Slim 1998). The result has been an internationalisation of civil
wars by the events of humanitarian assistance and military intervention on
the behalf of the international community. The failures, mixed
experiences, and disputed legitimacy of these interventions, notably in
Iraq, Bosnia, Somalia and Rwanda, attracted immense public attention and
prompted a long array of questions within the public and academic debates.
This comprehensive interest for HAI has, in the last five years, been
reflected in a rather varied and extensive number of articles and books
(Nederveen Pieterse 1998). To understand this debate is not an easy task,
not only by virtue of the amount of publications, but very much because of
the complex interconnectedness of relevant issues from the operational
level, moral and ethical values to the application of different theories
of international relations.
For some recent overviews of the debates Jan Nederveen Pieterse's
Introduction to "World Orders in the Making" (1998) and Hugo Slim's
"International Humanitarianism's Engagement with Civil War in the 1990s: A
Glance at Evolving Practice and Theory"(1998) can be recommended. Adam
Roberts' (1996) book, "Humanitarian Action in War: Aid, Protection and
Impartiality in a Policy Vacuum" provides a good introduction to both the
background of the current debate about humanitarian action in CPEs and the
current issues of the debate. By guiding the reader through the main
issues of providing humanitarian assistance and protection in the new
international environment after the Cold War, Roberts provides an
introduction to definitions of humanitarian intervention and to the
debates about humanitarian intervention versus non-intervention,
sovereignty, authorisation and legitimacy of intervention, and
international political interests. Furthermore, the concept of
humanitarian intervention is problematised. Thus, the complexity of
humanitarian intervention and the various forms of humanitarian action are
discussed and the key issues of providing relief are presented. Finally,
Joanna Macrae (1996) in her background paper "The Origins of Unease:
Setting the Context for the Current Ethical Debate"outlines the moral and
ethical issues which the negative experiences of humanitarian
interventions have raised.
These four texts are informing the choices of main cross-cutting themes
and issues of the contemporary debate on humanitarian assistance in CPEs
which is presented in this survey. The presentation of the main issues
presented in PART 1 and 2 departs from the more general themes towards
specific operational issues. The issues are very much inter-connected, and
thus illustrative of the complex relationship of humanitarian assistance
to humanitarian emergencies which primarily are caused by political
factors.
2. The Humanitarian Terminologies
A note on the terminologies used in the debate seems appropriate as the
terms humanitarian- assistance, intervention and action are sometimes used
synonymously and sometimes as very distinct categories depending on the
context and relating to relief and military operations, respectively.
Also, the terminology on humanitarian disasters and conflict is very
confusing since the terms humanitarian emergency, complex emergency,
complex political emergency, internal conflict, civil war and disasters
etc. likewise may sometimes be used synonymously but at other times as
very different concepts. Pieterse, for instance, makes distinctions
between humanitarian action and humanitarian intervention, where the words
action, assistance and relief are synonymous, while intervention implies
the coercive use of force. On the other hand some may see humanitarian
action as an intervention in itself.
Lately, the concept of complex political emergencies,
CPEs, has really caught on, and is increasingly being framed as a
study-object (see TWQ, Vol.20, No.1, 1999). The same phenomena are often
also termed complex emergencies or just humanitarian emergencies. The
latter is also sometimes termed complex humanitarian emergencies, whereby
the implicit political element in such emergencies is not being pointed
out explicitly (Nafziger 1996). However, defining the concept of complex
political emergencies is still a process in the making. Jenny Pearce
(1999) thus discusses the relevance of applying the definitions of CPE to
the Central American Context. Pearce generally defines a CPE as a
multidimensional crisis with profound human suffering. The roots of
upheaval in CPEs are most often political, complicated by drought, other
disasters, state collapse or of states being strongly contested (Pearce
1999). The concept of CPE can also be seen as a "heuristic device", as
Cliffe and Luckham does, which groups very distinct situations of human
suffering and armed conflict that, however, has a political context as a
common denominator in which the state is either collapsed, contested or
seriously weakened (Cliffe and Luckham 1999). It is important to note that
CPEs also can occur where the state remains as a living and functioning
institution (Cliffe and Luckham 1999). Complex political emergencies are
thus often protracted and conflict-related political crises, usually
involving large-scale population displacement, non-natural death and
social disruption (Duffield 1998a).
Humanitarian disasters on the other hand refer to
catastrophes which are directly caused by a natural phenomenon such as a
volcanic eruption, a hurricane etc. These are by the UN called "natural
disasters". See for instance the website of the United Nations Office for
Coordination of Humanitarian Affairs (OCHA): http://www.reliefweb.int/. However,
observers increasingly find that natural disasters also are political, due
to the social unevenness of the ones worst affected by such disasters and
by virtue of the diverse political interests in rebuilding after the
disaster (Middleton and O'Keefe 1998).
Humanitarian assistance most often refers to the kind
of aid that is provided in an emergency, until it is withdrawn or until it
has been replaced by development aid (Pedersen 1997). Humanitarian
relief and humanitarian aid are often used
synonymously with humanitarian assistance. Previously the most common
terms used were emergency relief and relief
aid. However, it seems that the term humanitarian assistance is
increasingly being used (humanitarian assistance has only very recently
been included in the thesaurus used by libraries), covering both emergency
relief and relief aid, but may often be used in a slightly broader way. A
definition of humanitarian assistance implies the immediate response to
people in an emergency, involving provision of food and other commodities
intended to be life-saving, and the protection required by people fleeing
from complex emergencies. Thus, the core of traditional humanitarian
assistance is the relief aid provided to people in acute need of basic
resources such as food, clean water, shelter, sanitation and medical care.
To an agency like the United Nations High Commissioner for Refugees
(UNHCR), delivering humanitarian assistance also covers the provision of
both material needs and the protection of refugees and internally
displaced persons. The tasks of these two dimensions of assistance are
usually interconnected. The concept about humanitarian assistance has,
however, become increasingly blurred as humanitarian agencies link relief
to the domain of development aid, and by developmental agencies entering
the domain of humanitarian assistance. This occurs especially in
protracted CPEs. Defining the "grey zone" between the conflict situation
and the post-conflict situation is not clear as yet.
The event of humanitarian intervention has also confused the concept
about humanitarian assistance. Usually the concept humanitarian
intervention refers to actions undertaken by the international
community within the territory of a given state in order to protect and
defend human rights of the population in cases of massive violations
(Parekh 1998). Humanitarian military intervention refers
to the situations where military forces are applied to achieve such
protection, whereas humanitarian intervention also covers the political
and diplomatic aspect of humanitarian intervention. However, humanitarian
assistance has increasingly during the 1990's been associated with
military protection as humanitarian assistance has come under physical
attack during CPEs. Thus, the term humanitarian intervention may be
obscured by having two dimensions. The first is the protection of both
humanitarian assistance deliveries and the victims of conflict, the second
is the deliverance of humanitarian assistance.
In this survey the term humanitarian assistance
interventions, (HAIs) is used to cover both aspects, as
humanitarian assistance can be an intervention in itself, and most often
requires a measure of security and protection in CPEs. Similarly the
concept of humanitarian action covers both the actions of humanitarian and
protective interventions.
The term "humanitarian community" refers to the
international humanitarian agencies, i.e. organizations of the United
Nations, international Non-Governmental Organizations (NGOs) as well as
regional military organizations and donor governments.
Humanitarian agencies comprise both the international
UN-organisations and the international non-governmental organisations
involved in humanitarian assistance provision.
Humanitarian community should not be confused with the often used, but
rather unclear concept of the international community.

Part 1: Situating Complex Political Emergencies
Within a Global Context
This part of the survey departs from literature about humanitarian
assistance interventions (HAI) which discusses issues and trends related
to the so-called globalization phenomena and the most recent trends in
international relations. Thus, the first section takes up the literature
which describes how globalization forms the contemporary context within
which HAIs unfold, and at the same time is seen as an external causal
factor for the specific problems facing HAIs. These approaches are thus
discussing the new frameworks for both HAI and the causes and nature of
complex emergencies, while placing them into the context of globalization.
Section two describes the perspectives which increasingly are focusing
on the nature of contemporary civil wars and how modern internal strife
characterizes CPEs (Holsti 1997). The third section looks at the
perspectives on contemporary humanitarian assistance interventions which,
in the recent literature, frames complex political emergencies (CPEs) as
specific study-objects whose causes and dynamics are seen as closely
related to the global political and economic trends termed the "new
humanitarian era" (Slim 1998, Väyrynen 1996) and the "new aid paradigm"
(Duffield 1997).
Section four looks upon the perceived erosion of the concept of state
sovereignty in an increasingly globalized world and how that pose a major
challenge for interventions of all kinds (Pieterse 1998), not at least for
legitimizing HAIs (Mills 1997). Humanitarian military intervention poses a
particular difficulty for the concept of state sovereignty (Parekh 1998).
But, the increased use of task-sharing, sub-contracting, and the so-called
privatisation of welfare services, is also contributing to the blurred
concept of state sovereignty (Weiss 1998). This is stressed by the fact
that international NGOs take on tasks which usually are the domains of
central and local governments, and do so on behalf of the
donor-governments (Duffield 1998).
Global trends are often described with increasing global
interdependence, regional entrenchment and marginalization outside the
centre regions, and are often reflected in approaches which focus on how
to manage the risks of this development (Duffield 1998). The latter
approaches are introduced under section five under the title "containment
of security risks" (Nederveen Pieterse 1998, Stockton 1996).
1. The Contemporary Global Context
Since 1990, numerous articles and books about humanitarian assistance
interventions take a point of departure which includes a reference to the
end of the Cold War, changing world order(s), or to the absence of
'systemic competition' and the prospects of creating a new world order.
That international relations are changing is evident, but that a new clear
world order is emerging, is much less evident. Nederveen Pieterse (1998:1)
sums up the process as one with a "...changing global architecture,
including the architecture of states, the nature of politics, the role of
armies and the meaning of sovereignty. Furthermore, different social
forces are involved...NGOs and the 'informalization' of politics introduce
different ethics, different practices and organizational cultures."
Humanitarian assistance intervention (HAI) is at the apex of these
changing international relations and, in the words of Nederveen Pieterse
(1998:1): "confronts us with the dilemmas of international relations in
the age of globalization." This is not just because international
humanitarian action in CPEs seems to be overridden by the humanitarian
consequences at stake, but as much because it cuts across issues,
disciplines, discourses, borders etc. reflecting the global changes in one
single phenomena. According to Nederveen Pieterse (1998:2): "It involves
states and therefore international law and international relations,
security and hence military apparatuses, relief and development and
therefore development studies and NGOs, human emergencies and thus
disaster management, conflict and thus conflict resolution, local politics
and therefore political economy, anthropology and indigenous knowledge,
the media and therefore media studies."
The problems of international humanitarian assistance in the context of
current international relations are well illustrated by Joel Boutrue's who
explores the political dynamics that characterized the role of the
international community in the Eastern Zairean/Rwandan refugee crisis from
July 1994 to the end of 1996 (Boutrue 1998). He shows how difficult it is
for humanitarian agencies to act under the conditions determined by the
political actors of the international community.
There is a general agreement in the literature that the contemporary
dynamics of delivering humanitarian assistance to war zones in the
post-Cold War era reflect the global trends of this period. The
globalization and polarization of world economies, changes in
international relations as well as in local political relations are all
affecting humanitarian assistance interventions. With this development,
three main trends featuring in the international responses are evident
(Weiss 1998): First, there is evidence of growing international
willingness to address humanitarian emergencies within the borders of
states affected by violent internal conflict. Second, there is an enormous
increase in the demand of UN-military peacekeeping operations. Finally,
there is the trend of increased task-sharing of military operations
between UN and regional organizations, like NATO in the case of Bosnia and
ECOWAS in Liberia, and of sub-contracting humanitarian delivery services
to international NGOs.
The interpretations of the new humanitarian era in a globalizing world
do, however, vary. Hugo Slim gives a good account of the span of theories
about the "new humanitarianism" (1998). At one end of the span the
optimistic views about the opportunities of the new international
humanitarianism are found (Keegan 1993). At the other end the more
pessimistic views are found which focus on what they see as a cynical
abuse of humanitarianism by both donor powers and local belligerents,
albeit with different motives (African Rights 1994, Maren 1997). Between
these views the interpretation of the international community's new
concern with humanitarianism can be found (Slim1998, Harriss 1995).
2. Causes and Nature of Complex Political
Emergencies
The fact that the great majority of armed conflicts now are internal,
reflects a major structural change in global politics. In an era of
"de-territorialization" of economic activities, territorial gains are no
longer as important to states. War between major powers seems no longer to
be viable, partly due to technological change, which at the same time
brings a hitherto unprecedented powerful weaponry into the hands of
warlords and militias (Pieterse 1998). This, along with the new so-called
'wars of a third kind,' has contributed to the changed political and
security landscape of today (Holsti 1996, Snow 1996).
Internal conflicts are explained by various factors reflecting
different perspectives of thought. Understanding internal armed conflicts
with the capacity of turning into CPEs probably requires elements from
several different perspectives. In one perspective, conflicts in the Third
World are often seen as resource or niche conflicts being fought along
identity lines. Robert Kaplan (1994) refers to such conflicts in the
article "The Coming Anarchy" which is based on a Malthusian logic of
population and resource pressures leading to famines and reappearance of
tribal hatreds. This somewhat simplistic view is also called the "new
barbarism" thesis because of its dualism of tradition versus modernity and
barbarism versus civilization.
A different perspective takes on an economic deterministic position
where violent conflicts along communal lines are seen as the ultimate
result of an increasingly globalized and asymmetric market economy
(Middleton and O'Keefe 1998). Certainly, the relationship between economic
change and conflict is complex. Specific political forces are central to
such relationships by their reactions towards certain socio-economic
conditions, which lead to the adoption of strategies of survival and
change, and with a return effect on the political, social and economic
relations. Accordingly, Jean and Rufin (1996) use economic analysis to
explain the dynamics of internal conflicts by analysing how internal
conflicts are financed (1996). They argue that as a result of decreasing
foreign financial and military support, belligerents have to derive their
assets primarily from local sources. Thus, fierce fighting will take place
around strategic areas as opposing groups try to secure territorial
control and trading routes. Furthermore, such intensified internal
struggles between belligerents in conflict often leads to increased
fragmentation of armed groups, thus complicating things even more.
Though, not dismissive towards these perspectives, the dominating
literature about CPEs focuses on the political factors of conflict, which
mediate social forces, and who creates the strategies of survival, power
and enrichment that are employed by the belligerents, ie. militant groups
(Richards 1996). Thus, in this perspective, the former "large-scale
violent conflicts" in the era of "wars" have changed in nature and
developed into the present CPEs (Goodhand and Hulme 1999). For instance,
William Reno (1998) shows how "warlord politics" evolves in the context of
weak or collapsed states in Africa. Warlord politics, which is not
necessarily confined to Africa, is described not as a retreat to
traditional African politics, but as one of modern Africa's adaptation
strategies to the globalization phenomenon. Thus the combination of
economic crisis, informal politics, neo-patrimonialism and weak states
has, especially in Africa, led to the instrumentalization of political
disorder and social disruption (Chabal and Daloz 1998). Under such
circumstances, with weak or strongly contested states, warlord politics
appear in the vacuum of legitimate political hegemony. Warlord politics
sets aside all conventional norms of internationally agreed behaviour, and
may deliberately target civilian populations if it is found opportune to
do so, and that doing so will promote their strategies (Reno 1998, Snow
1996).
The perception of complex emergencies in which political relations are
essential is shared by Kalevi J. Holsti (1997) to whom CPEs occur in
countries with more than two distinct ethnic, linguistic, and/or religious
communities which recently acquired independence (after 1945); exclusion
and often persecution of distinct social groups by governments; rule by
kleptocrats or entrenched minorities; and weak government legitimacy.
Holsti (1996b) argues that in most cases CPEs are caused by the failure of
states, including the inability of states to manage relations between
communities within their territorial jurisdiction. The essential source of
CPEs is accordingly state weakness caused by the lack of political
legitimacy. CPEs are thus often associated with weak or collapsed states.
According to Zartman (1995), the concept of collapsed states refers to a
situation where the legitimate power, structure, law and order of a state
have fallen apart and must be rebuilt from the ground. The phenomenon of
collapsed states is also often linked with the trends of globalization in
the international system (Sørensen 1997a, Holm 1997 and Clapham 1996). In
that perspective, state collapse is explained by the failure of states to
fulfill the norms and expectations of the international system about being
modern, efficient and democratic states (Holm 1997). However, state
collapse may occur when the legitimacies of incumbent holders of state
power are so strongly disputed, that internal and external challenges
against the regime may lead to the disintegration of the state itself. As
a result, complicated political relations among the remnants of the
disintegrated state and non-state actors appear in the power vacuum left
by the collapsed state. Thus, CPEs are often caused by or coincide with
weak or collapsing states (Reno 1998, Clapham 1996, Zartman 1995 and
Holsti 1997). Therefore, in cases where CPEs are rooted in prior state
collapse the international community faces a new kind of challenge, and
humanitarian assistance have to deal with fractured, ineffective or
non-existent state institutions (Cliffe and Luckham 1999). On order to
analyse different CPEs, Cliffe and Luckham (1999) attempt to set up a
framework for comparing the various dimensions of diverse CPEs. Their
framework includes typologies of states and state collapse, participants
and effects on CPEs. Also, generalisable categorisations are derived
showing the outcomes of CPEs in terms of state reconstitution.
Since natural disasters today are seen also as complex socio-ecological
phenomena with multiple causes, it is necessary to distinguish further
between the two concepts. Thus, to Mark Duffield (1994), CPEs are
essentially political in nature, while natural disasters are
directly caused by a natural phenomena. CPEs are protracted political
crises, resulting from the sectarian and predatory indigenous responses to
socio-economic stress and marginalization. CPEs are characterized by the
combination of multiple causes like famine, disputed sovereignty, civil
and ethnic conflict, displacement of people, breakdown of government and
public security and are often affected by a surge in economic criminality
and predatory behaviour. In such an environment of extreme scarcity,
humanitarian aid represents another substantial resource that consequently
becomes subject to attack, which also increasingly has happened in recent
years. Furthermore, when humanitarian assistance is delivered massively to
CPEs, as was the case in the 1980s and 1990s, it often gets involved with
the deep political economy of violence in such conflicts. Often
humanitarian agencies need to deal in with warlords and risk to become
part of the local political economy with the effect of prolonging the
conflicts (de Waal 1997, African Rights 1997, Maren 1997, Middleton and
O'Keefe 1998, Cliffe and Luckham 1999). Cliffe and Luckham, however,
rightly emphasises that state collapse is not a precondition for a CPE
situation. CPEs can occur where the state remains (Cliffe and Luckham
1999).
Concludingly, more knowledge about the political dynamics of CPEs is
increasingly being recognised as being crucial for developing relevant
strategies of humanitarian assistance intervention and guidelines for the
conduct of relief operations (Cremer 1998). Research into the dynamics of
internal conflicts and CPEs, and their economic, political and
international dimensions is still ongoing, and needed (Cliffe and Luckham
1999). Especially the latter element is important, as internal conflict
leading to CPEs seldom are entirely internal. Most often there are very
strong external interests in the conflicts themselves as well as in for
some private groups in utilising the chaotic environment of conflict for
profit. The repercussions of CPEs are first regional, but also very
international as refugees flow out, and because of the international
commitments to help people suffering. This complex leads to the notions in
the next section of the "humanitarian era" of the 1990's.
3. The New Humanitarian Era and the New Aid
Paradigm
Departing from a particular understanding of globalization and its
impact at the sub-state, state, and international levels, Mark Duffield
argues for a certain understanding of violent conflicts (see section 2
above), which determine the nature of CPEs and the international responses
to them (Duffield 1997, 1998b and 1998c). According to his view, the
trends within international humanitarian assistance during the last
decade, can be seen as a projection of how the Western world-system
addresses its own social problems in the 1980's and 1990's (Duffield
1998a). These trends are characterised by Western attempts at containing
the effects of poverty and social exclusion in the marginalised parts of
the world rather than addressing their causes. The efforts to contain the
effects of poverty, exclusion and marginalisation in the Western world are
thus increasingly carried out by privatising social welfare work (Jessop
1994). This is in the international relief system reflected by the
increased use of subcontracting private and non-governmental organisations
(Duffield 1997). The same trend can be found on all levels, from the
international, where the UN may "sub-contract" NATO, as in Bosnia, for the
purpose of carrying out military humanitarian interventions, and down
through the levels of governments sub-contracting NGOs to NGO and UN
humanitarian agencies themselves sub-contracting local NGOs, local traders
for service provisions, or militias for security provisions. These trends
along with the so-called "continuum thinking", that is the idea of linking
relief together with development aid as a continuum from emergency over
rehabilitation to rebuilding, has caught on and seems to form the kernel
of the new aid paradigm which has developed in this new humanitarian era
of today (Duffield 1997:529).
The theories about the new aid paradigm are interesting because of
their efforts to connect the main global and local trends in CPEs with the
trends within humanitarian assistance, development aid and the new
post-Cold War security issues. Thus, the new aid paradigm combines the
trends of globalization, the renewed international humanitarianism and the
causes of CPEs with humanitarian relief, development aid and security
measures.
Hugo Slim (1998) summarizes Duffield's argument like this: "the violent
condition of states characterised as CPEs is not that of a sick state in
need of healing and capable of recovery, but that of a transforming
society, adapting to marginalisation and impoverishment in innovative, but
exceedingly brutal non-state ways. These societies, for whom classical
notions of borders and government are increasingly irrelevant, are
therefore transitioning fast but not towards liberal democracy." (See
section 2 above about the phenomenon of state failure in an international
system characterized by an eroding concept of sovereignty). In such a
scenario, humanitarian assistance will be identified with certain ideas of
state repair and the cultivation of a pluralistic civil society. Duffield
then argues that humanitarian assistance, increasingly framed as
developmental relief, has become a central element in the transition-based
idea of development, which may be narrowed down to a project of transition
into liberal democracy. Similar views can be found in the books by Neil
Middleton and Phil O'Keefe (Disaster and Development - The Politics of
Humanitarian Aid 1998) and Alex de Waal (Famine Crimes - Politics and the
Disaster Relief Industry in Africa 1997), who all point out that the
liberal democratic powers have not realised that the wars and violence in
these same societies are in fact a reflection of the asymmetric processes
of the current globalization, where such states are becoming something
very different from conventional states.
In other words, the above views see the contemporary humanitarian
responses to CPEs as a symptomatic reflection of the international
relationship between the center-regions and the marginalised parts of the
world (Duffield 1998). Thus, to Mark Duffield (1997), humanitarian
assistance has become co-opted by a liberal democracy project which seeks
to apply it to the increasingly marginalised and rapidly changing
political societies in the hope that it will help them becoming liberal
democratic states. That there always is a dualistic element of both
humanitarian impulse and political self-interest in HAIs, and therefore a
possibility of incorporating other agendas than the strict humanitarian,
is shown historically by Eric Belgrad (1997).
4. Sovereignty and the Legitimation of Humanitarian
Intervention
Contemporary global politics seems to be in a process of fundamental
transition. Central to this process are the issues concerning state
sovereignty versus humanitarian intervention. Also, the question of
securing respect for human rights has become a crucial aspect of
humanitarian assistance today (Stremlau 1998, Olonisakin and Aning 1999).
The closely related issue of legitimizing humanitarian intervention, which
runs into the broader category of civil humanitarian assistance, and how
this can be perceived as legitimate by the local populations and
authorities which it is targeting, is being increasingly recognised
(Parekh 1998, Götze 1998).
If the emergence of an international humanitarian imperative (the moral
obligation to prevent genocide, famine and systematic violations of human
rights during civil conflicts) is a real characteristic of the
international society of today, then a development of new legal
instruments which makes action possible is required in order to prevent
that existing international rules and norms are overruled. Such a change
is already in the making with the amendments and reinterpretations of the
UN-charter's chapters VI and VII (Nederveen Pieterse 1998, Harriss 1995,
Ramsbotham and Woodhouse 1996) which followed the interventions in Iraq,
Somalia and Bosnia. Much of the debate on humanitarian action focus on the
perceived erosion of state sovereignty. Central to this debate is the
overruling of the principle of non-interference in the internal affairs of
sovereign member states by the international community of the United
Nations in the event of a humanitarian intervention. The main question
that arises is: How can humanitarian action be legitimized? This question
involves numerous issues of which the following seem to be the main
perspectives taken up in the current debate.
4.1 Sovereignty and Humanitarian Interventions
The discussion is about the changing understanding of sovereignty which
is seen as a necessary precondition for early responses towards
humanitarian emergencies. It is argued that international relations today
are in a transitionary phase of a changing sovereignty concept, in which
the emphasis is shifting from state security towards human security. The
movement is towards a people- rather than a state-centred approach to
sovereignty. This means that security for people must be given primacy to
the security of states. (Nederveen Pieterse 1998). But, also the rights of
conflicting groups of people must be taken into consideration (Stremlau
1998). This leads to the challenges of legitimizing humanitarian action in
legal terms (Mills 1997). In this debate it is necessary to distinguish
between purely humanitarian assistance and political-military
interventions which also have peace-making aims. Political-military
interventions mainly invoke the international right to intervene in
internal conflicts, whereby the pre-Cold War concept of state sovereignty
is undermined by the overruling of the non-interference principle.
Humanitarian assistance, however, may undermine state sovereignty by
taking over the central and local governmental roles as welfare service
providers. An extensive use of sub-contracting NGOs may thus further erode
the authority, capacity and legitimacy of the governmental institutions in
the receiving countries (Weiss 1998).
In spite of a shift towards emphasis on human rights there still is
tension between sovereignty and human rights (Thomas and Reader 1998).
Increasingly it is argued that there is not necessarily a contradiction
between sovereignty and human rights, and that a new balance which
accounts for both human rights and sovereign rights is needed (Stremlau
1998). A reconceptualization of the UN-charter away from an autonomous
respect for state sovereignty towards incorporation of mechanisms for
human rights is required (Mills 1997).
Parekh (1998) outlines how the main historical ideas has informed the
contemporary and primarily Western concepts of human community, society-
and sovereignty of states. Through defining the perception of humanitarian
intervention of today, which is based on statist thoughts about
sovereignty, and an analysis of the extent of state autonomy in the system
of states, Parekh (1998) reaches the conclusion that the individual
state's right to sovereignty is not absolute. Thus Parekh finds that
states do have a right to a "conditional autonomy" which is conditioned by
basically three items, namely: a) an effective and widely accepted
structure of civil authority; b) no exclusion of groups of citizens, and
finally c) respect for the minimum legal and moral principles that are
embodied in international law and practices which also form the basis of
the recognition of states.
Only when states fail to meet these conditions which compromise their
right to autonomy, may they be subject to external interference and thus
to intervention. This may for instance be the case when a state collapses
and consequently there no longer is any effective civil authority to
protect its citizens. It may also be the case when a state engages in
genocide or other ways of excluding minorities. Extraordinary violations
of human rights prevail in such situations. A third case may be when a
state engages in a protracted civil war without any sight of it ending.
Francis Deng et al. (1996) similarly points out that in the case of
internal conflict in Africa, sovereign states often fail to take
responsibility for their own citizens' welfare and for the humanitarian
consequences of conflict. Thus, the victims are left with neither
protection nor assistance. In such cases sovereignty may not be used as a
protection against interference in internal affairs, but as a charge of
responsibility where the state is accountable to both domestic and
external constituencies. This should be the case even if states in such
situations forfeit the right of non-interference in their internal affairs
and thereby also the legitimacy of a humanitarian intervention. Deng et
al. (1996) present a framework that should guide both national governments
and the international community in discharging their respective
responsibilities. They examine identity as a potential source of conflict,
governance as a matter of managing conflict, and economics as a policy
field for conflict prevention. By considering conflict management,
political stability, economic development, and social welfare as functions
of governance, Deng et al. develops strategies, guidelines, and roles for
the exercise of conflict management.
Thomas and Reader (1998) cautions against a development which implies
an uncritical application of conditioned sovereignty and increased use of
intervention, which can be a dangerous path to follow as the experiences
of UN involvement in Bosnia and Somalia evidenced. Some of the problems
with such a development may stem from immediate questions such as: 1)
which rights forms the basis for intervention; and 2) who has the
legitimate right to authorize such interventions. Both questions are not
self-evident. Thus, the question of legitimizing humanitarian intervention
is a key point of the changing concept of sovereignty. A crucial aspect of
legitimation which is not addressed by many writers is that of how
interventions are legitimized in the face of the parties concerned, the
recipients of humanitarian action and intervention (Götze 1998).
4.2 Legitimizing Intervention for Whom and by Whom?
Following this line of thought about amending the concept of
sovereignty, and emphasizing the obligations states must fulfill to be
recognized as sovereign, the next question pursued is how humanitarian
intervention in states that fail to live up to their obligations can be
further legitimized (in legal terms). Kurt Mills makes an effort to show
how humanitarian intervention has a legitimate basis in a world of
sovereign states (1997). The legal justification for this, he argues, is
already present in the existing UN Charter and the Universal Declaration
of Human Rights together with current and developing practice. It
requires, however, that sovereignty is reconceptualized to include human
rights in such a way that states or the international community cannot
ignore any abuse of those rights. This reconceptualization requires that
the Declaration of Human Rights truly becomes universal. This is discussed
further in Part 2 where the perceived tensions between humanitarianism and
human rights are introduced.
Furthermore, Mills argues that human rights must be inextricably bound
up with sovereignty and that "sovereignty cannot be a basis to prevent
humanitarian intervention, because the responsibilities which accrue to
states mean that human rights must be seen as a part of the definition of
sovereignty, rather than in opposition to it" (1997). On the other hand
this means that there is an obligation on the part of the international
community of sovereign states "to violate international boundaries on
behalf of human rights" (Mills 1997). This point derives from a
reconceived notion of the relationship between the individual and the
international community which, as noted above, have begun to evolve in
recent years. However, what is required is to break free from the
"sovereignty discourse," which ascribes nation-states as the principal
actors in international relations, the principle centres of power, and the
principal objects of interest. Stremlau (1998) points out that when the
rights of conflicting groups, rather than individual rights are the
paramount concern in CPEs, the concept of human rights must mean more than
individual rights and should encompass groups.
The basis for legitimizing HAIs can, according to Mills, be found
within the existing framework of international humanitarian law, human
rights law, recent practice of HAIs, and in what he perceives as a
universal morality which transcends international legal norms. Götze,
however, finds that legitimizing HAIs is not that simple (1998). She finds
that in a world of uneven globalization, under a condition of asymmetry,
universal moral arguments are not sufficient to legitimize humanitarian
action. The problem is that the global asymmetry deprives the recipient
societies of any form of direct participation in the decision-making
processes that determine the form and content of humanitarian action. This
asymmetry along with the relief worker-victim relationship implies a
domination over "those who are not capable of holding their ground on
their own, i.e. the victims" (Götze 1998). Furthermore, Götze argues that
it is not possible to let the suffering populations into the
decision-making processes of HAIs amidst a violent crisis. The specific
problem here is the transnational character of humanitarian action which
demands that the public and political agenda-setting discourse is able to
link interculturally between the needs expressed in the local discourse of
recipients and the decision-making discourses of donor governments,
international organisations and NGOs.
To Götze, an answer to this may be found in adopting a civil society
approach which may account for legitimation by requiring that the
intervening organizations meet certain criteria (1998). Thus, by taking up
the concept of civil society, as defined by Jürgen Habermas, with his
thesis about the "communicative power" of civil society actors, an
approach may be formulated, which requires that humanitarian agencies live
themselves into the life world of the targeted societies. In other words,
humanitarian agencies should possess the property of empathy (Slim 1997b).
In this way, humanitarian agencies may become facilitators of the local
discourse by making their needs subject to debate in the donor countries,
and which is very important by exposing themselves openly to public
criticism and debate (Götze 1998).
5. Containing Security Risks: Humanitarian
Interventions
Since the 1980s, with the continuing appearance of new conflicts
becoming CPEs and older ones becoming protracted, there has been, and
still is, a very high demand for humanitarian action. In spite of many
lives saved, the failures of international humanitarian interventions have
been pronounced (Alagappa 1998). The literature reflecting on the
experiences of humanitarian intervention has broadly fallen into two
categories. First, there are those who primarily write from the
perspective of international relief organizations, and then there are
those who focus narrowly on military interventions. But, the burgeoning
literature on 'wider peacekeeping' to some extent bridges the two.
Ramsbotham and Woodhouse (1996) have written one of the first
comprehensive books bringing both literatures together and providing an
accurate and realistic assessment of the humanitarian challenge and
international responses. They look into the role of the international
community, and carry through a reconceptualization of the relevant
terminology, based on the nature of contemporary conflicts. The spectrum
of this literature runs from state-centred approaches, mainly being
concerned with security issues of containment (Collins and Weiss 1996,
Stockton 1996) to civil society-oriented approaches (DeMars 1996, Ellis
and Barakat 1996) mainly being concerned with relief, development and
democratization issues (Nederveen Pieterse 1998:7). The issues about the
linking relief with development continuum debate will be treated in part
2.
The views found range from the so-called "new barbarism" thesis which
sees military interventions as necessary to contain seemingly chaotic and
unrational violent conflicts outside the centre regions (Kaplan 1994), to
theories about the causes of conflict which mainly focus on various
combinations of relief, development and political changes as relevant
responses to CPEs (Duffield 1998 and Prendergast 1996, 1997). Thus, an
important element informing the actual policies is the increasing
reluctance of host countries to house refugees, solely regarding them as a
burden which should be contained as close to their country of origin as
possible (Ellis and Bakarat 1996). Hathaway (1995) suggests that the
international relief system, particularly the international refugee
regime, is becoming increasingly diffuse in its objectives, and
subsequently has lost sight of its primary purpose. This process is also
reflected by the increasing claims of NGOs and some UN specialised
agencies of being engaged in the realm of conflict resolution and human
rights monitoring (African Rights, 1994). Hathaway (1995) furthermore
argues that under pressure from the small number of countries which
finance the international relief system, the essentially palliative
function of relief is being dissipated, as agencies such as the UNHCR
adopt policies more linked to securing the political objectives of donors,
such as containment of potentially destabilizing refugee movements. The
main questions asked are then: "how to contain security risks?" and "how
to mitigate the humanitarian consequences of armed conflicts?"
Accepting the existence of an international humanitarian imperative to
relieve human suffering in CPEs, a major trend in the recent literature
about humanitarian interventions primarily approaches the operational
challenges of how to overcome the negative aspects of such interventions
(See Part II on the negative effects of HAIs). These approaches concern
the combined spectrum of delivering humanitarian assistance, peacemaking
and conflict resolution through strategies of 'containing security risks'
on the part of the international community (Nederveen Pieterse 1998:7,
Stockton 1996). Common to these approaches is that they reflect the trend
of the 1990s connecting "pure" humanitarian operations with military
interventions. Especially the role of the military has increased, and may
still be increasing, albeit changing (Stockton 1996, Weiss 1998). Also,
the global political interests combining the humanitarian imperative with
the efforts at containing the spread of security risks emanating from CPEs
are addressed in the debates. According to Mark Duffield (1998:102-104),
there are three interrelated approaches to the management of protracted
political crises: 1) containment of population movement; 2) in-situation
support of internally displaced and war-affected populations; and 3) the
politics of peace. For clarification of the debate it is necessary to
differentiate between peacemaking, diplomatic and military interventions,
non-military humanitarian operations and military interventions with a
clear purpose of only protecting humanitarian operations.
The approaches to the containment of security risks often depart from
the humanitarian imperative, which is taken for granted. Doing that, they
can concentrate on the operational challenges of overcoming the negative
aspects of humanitarian intervention. The debates discuss the relations
between the political, military and humanitarian means of containing
security risks together with the increased use of task-sharing,
subcontracting and "privatisation" of humanitarian assistance provision
(see below for clarification of the terms).
5.1 Peacemaking, Conflict
Resolution and Management
Peacemaking and conflict resolution has increasingly become an
integrated part of humanitarian action. The rationale is that humanitarian
assistance is not worth the effort if not accompanied by attempts to
secure peace. But, just as important is that the provision of humanitarian
assistance has become more risky (Cremer 1998, Prendergast 1997, Smock
1997). The literature on peacemaking and conflict resolution is
increasingly salient. For instance, Zartman and Rasmussen (1997) show how
the methods and techniques of peacemaking, conflict resolution,
management, or transformation have become increasingly sophisticated. This
is explained partly as a response to the increased complexity of
international conflicts today, and partly by the likewise complex
arrangements, tools and skills available. The utilization of humanitarian
assistance for peace processes is another pronounced perspective in the
current literature (Prendergast 1996). This trend is also reflected in the
policies and guidelines of donor agencies and development corporations
such as the Development Assistance Committee (DAC) of OECD (OECD 1997) and
the European Community Humanitarian Office (ECHO) of the European Union
(Mowjee 1998). In a policy paper, DAC focuses on ways to design and
implement development co-operation for conflict prevention and
post-conflict recovery purposes. Such papers are notably addressing the
technical and operational issues of both relief and development aid as
means for conflict prevention and post-conflict recovery.
The rapid growth of international aid allocated to
CPEs has led to parallel calls for preventive action. The question being
asked is how humanitarian assistance and other forms of international
civilian presence can help prevent and mitigate violent conflict. The
report by Bente Hybertsen et al. (1998) takes up such key questions as
"what do we know about how, and why, humanitarian presence may help
prevent or contain conflict?" and "what are the conditions for failure or
success?" While warning against the idea that development aid can lead to
political stability, and pointing at the limited capabilities of most NGOS
to address conflict resolution, one interesting perspective points toward
the potentials of humanitarian assistance in fostering local peacebuilding
at the subnational levels (Anderson 1996).
The overriding issues of humanitarian intervention, especially the
aspects implicating diplomatic and military interventions with strict
conflict resolution, peacemaking and peacekeeping purposes, has been
thoroughly debated and treated elsewhere in the academic literature, and
will not be taken up here. For further reading on these issues I therefore
refer to the section "Humanitarian Intervention" in the thematic
bibliography. Still, humanitarian intervention has given rise to many
questions, and new problems may still arise ie. the implications of the
United Nations recently task-sharing with NATO in connection with the
humanitarian intervention in Kosovo (Hayden 1998).
5.2 UN Operations
The increased need for humanitarian action has placed increased demands
on the UN system, and consequently strained the organisation. Deployed
inside war-torn states, UN peacekeepers have encountered new challenges
including overseeing elections, attempting to protect human rights, and
reconstructing government institutions (Ratner 1997). However, the UN
organisation and its agencies proved incapable of adapting swiftly to the
rapidly changing environment after the Cold War (Weiss 1998a, Fishel
1998). Hitherto, the dominating model for peacekeeping operations was
directly under UN auspices with the application of military forces (blue
helmets and blue berets) under UN command. Non-military humanitarian
agencies were used through the so-called UN specialized agencies like the
UNHCR, WFP and UNICEF. After the Cold War the character of CPEs changed
and conflicts seemed more diffuse. Furthermore, a new possibility of
operating on both sides of the frontiers, dubbed cross-border operations
appeared. In this new setting a special focus was set on the use of UN
Peacekeeping Forces for the purpose of assisting the deliverance of relief
aid. The tasks of UN forces range from supplying protection to relief
workers over creation of safe havens to direct engagement in humanitarian
activities by facilitating contacts to the belligerents. Thus, a
development from traditional peacekeeping to simultaneously taking on
broader humanitarian tasks has taken place. The debate about this
development will certainly continue as forces will be available for
operations under UN with the Multinational UN Stand-by Forces High
Readiness Brigade (SHIRBRIG) presumably becoming operational in 1999 (UNIC
1998) and with police forces being deployed in Kosovo under UN-command. It
is also a debate which departs from the limits within the UN and
international systems' capacity to manage operations, and their limited
political will and economical resources to respond to humanitarian crises
(Wesley 1998). Thus, the mixed experiences of the UN Peacekeeping forces
in the 1990s has led to an increased use of devolving military services to
regional security organizations like NATO (Weiss 1998b) and ECOWAS and
major states (Adibe 1998, Aning 1997 and Alao 1998). The present crisis in
Kosova with the NATO-led operation aimed at Serbia revoked the debate in
late 1998 (Hayden 1998), and has continued with the NATO bombings in
Serbia and Kosovo in 1999.
By analysing the causes of the failures of UN-missions in armed
conflict zones, Michael Wesley (1997) reaches the conclusion that the
structural weaknesses of the UN-system which is the problem. A weakness
which is exacerbated by the dynamics of the armed civil conflicts to which
UN-coordinated humanitarian action is applied. One of the main problems is
that the United Nations is nothing more than the aggregate of the
political interests of its member states. The UN could also make for much
greater consistency in humanitarian intervention, and a more transparent
system of decision-making (Harriss 1995). Among the reconsiderations of
the UN system, approaches which essentially substitutes humanitarian for
economic and social action; the recognition of the potential for
beneficiaries to become active agents in their recovery; and the relations
between peacekeeping and humanitarian intervention with respect to the use
of force can be found. But, in the most recent debates the focus is
increasingly on the use of subcontracting and task-sharing to overcome the
problems of UN inefficiency (Weiss 1998a).
5.3 Subcontracting and Task-sharing
The dominant suggestions on how to solve the inefficiency problem of
the UN-system, concerning responses towards CPEs, were either to cut back
on activities or to rely on regional security arrangements and/or major
states for military services on one hand (Gordenker 1997), and on
International NGOs (INGOs) for service provision (Gordenker and Weiss
1998). By leaving the UN agencies with the tasks that they are best at,
and devolving responsibilities when other institutions are in a better
position to respond effectively, the UN system, according to Weiss
(1998a), can be strengthened in its effort to address problems which go
beyond the individual or collective capacities of even powerful states.
Thus, the idea is to find ways of task-sharing military services with
regional security arrangements on one hand, and of sub-contracting service
provision to INGOs, NGOs or other actors on the other. Task-sharing is
distinguished from subcontracting by virtue of the contract relationship
where the subcontractor is subordinate and accountable to the contractor,
whereas regional security arrangements do not subordinate themselves
(Weiss 1998a).
Task-sharing is possible according to Chapter VIII of the UN Charter.
The advantage of involving regional security arrangements such as NATO,
OSCE and ECOWAS, instead of solely relying on the universal organisation
of the UN-system, is based on three theoretical assumptions: 1) Since the
member states of regional security arrangements are the ones most effected
by war and migration, they will be more inclined to act; b) the states
within the same region as the ones in which conflict occurs may understand
the local cultures and actors better, which makes them more effective in
the field; c) their agenda is not diverted by other global problems, and
can thus better concentrate on the given crises (Weiss 1998a). Alagappa
(1998) asserts that despite the fact that specific task-sharing
arrangements can only be established ad-hoc by virtue of the nature of
conflicts all being different (Thorvald Stoltenberg 1998), they can
contribute to the maintenance of international peace and security.
However, the mentioned points of advantage need to be qualified by more
research into the possible biased interests of specific regional security
arrangements, and of the member states of such arrangements towards
engagement in specific conflicts (Aning 1997). Regional arrangements can,
thus, have difficulties in maintaining impartiality and forging common
positions (Alagappa 1998). Subcontracting and task-sharing can also be a
cover for other interests and, as Weiss (1998a:xiii) ask: "does UN
'subcontracting' provide a blue fig leaf and legitimacy to gunboat
diplomacy?" The relationship with the UN under task-sharing arrangements
is very important, as the UN has the mandate to mount interventions, and
is the most impartial institution for intervention in local conflicts
(Alagappa 1998).
The advantages of subcontracting service provision to NGOs are in
theory based on their greater flexibility, responsiveness and
cost-effectiveness compared to the UN (Weiss 1998a). Because of their
contacts to the 'grassroots' NGOs are presumably better equipped to
'customize' their activities to specific conditions than the UN is. Such
assumptions should be qualified by the fact that NGOs both can be
amateurish, who easily contribute to more frenzy and confusion in CPEs,
and highly professional, but which may be victim of institutionalization
and thus vulnerable to the characteristics of more inflexible
organizations being heavily dependent on their fund-raising department
(Maren 1997).
The increasing trend of sub-contracting military and humanitarian
delivery services to regional organizations and international NGOs,
respectively, is addressed from several perspectives in the literature.
The main problems of sub-contracting and the need for further research on
these issues are summarized by Weiss (1998b), who finds that the UN should
not just be dismissed on account of the previous failures. Thus, finding
ways to improve the accountability of major powers acting as
sub-contractors on behalf of the UN Security Council is seen as both
possible and necessary. The increased 'privatization' of humanitarian
assistance through international NGOs requires coordination and
consolidation of their overlapping and sometimes unprofessional efforts.
The bureaucratic and political obstacles to consolidating emergency
operations of the UN system should be approached with outside military
forces in favour of the victims in war zones. The crisis in development
thinking should be overcome to link relief and rehabilitation towards
development. A critical approach to the phenomenon of subcontracting
relates it to the general tendency in the so-called Western World to
privatise social welfare services. Thus, Duffield (1998a, 1998b) cautions
against the focus on subcontracting and task-sharing, which he finds to be
operational and technical solutions to increasing humanitarian demands.
His worry is that with the process of globalization characterized by
polarization between a few integrated regional centres on one hand, and
the marginalized remainder of the world on the other hand, the energy used
for technical solutions may evolve into the West's selective and flexible
palliative containment of external crises instead of being used for
settling a "new global deal" (Duffield 1998a, Duffield 1998b).
5.4 Coordination
Subcontracting and task-sharing raises many issues about how the
different institutions, organizations and arrangements can interact in a
sound and effective way. Because humanitarian action often is addressed by
non-governmental organisations (NGO), inter-governmental organizations
(IGO) as well as military organizations, which all have different
cultures, aims, purposes and mandates, then the need for coordination
becomes imperative. Thus, academic debates increasingly discuss how best
to facilitate the coordination between UN-agencies, NGOs, Military and
Regional Security Organisations and States (Weiss 1998b, White 1999). But
can the links between NGOs and IGOs be improved? And can coordination make
humanitarian action more effective? The perspectives range from the
operational focuses on how to improve coordination, for instance by
establishing specific coordinating institutions such as the UN Office for
Coordination for Humanitarian Affairs (OCHA) (Weiss 1998b); over how to
improve coordination between UN-agencies, NGOs, IGOs, and regional
agencies such as ECHO (Weiss 1998b, White 1999, Mowjee 1998); to views
that find that the main problems facing the efforts of humanitarian action
are not lack of coordination, but a lack of resources, a lack of political
will to act and a lack of convincing answers to the security dilemmas of
conducting humanitarian action in situations of war and conflict (Roberts
1996, Duffield 1998).
When military organizations and the various humanitarian agencies have
to cooperate in joint humanitarian operations, a very central issue is how
to resolve the tensions that arise between the security- and humanitarian-
dimensions of such interventions. However, the main issues in focus of
this debate are the identification of factors to determine the
effectiveness of joint operations; criteria for division of labour; and
how accountability can be achieved (Alagappa 1998). Thus, studies focus
increasingly on how the issues of control, accountability and governance
in the relationships between states, military organizations, NGOs and
international governmental organizations can be facilitated and improved
(Weiss 1998b). The increased use of military sub-contracting also raises
the issue of accountability in joint humanitarian-peacekeeping operations.
The growth of NGOs engaged in humanitarian action, the causes and
consequences of this growth together with an increasingly close
relationship between NGOs and official aid agencies is also of growing
concern. Humanitarian assistance through NGOs has become big business. The
increased channelling of public resources to humanitarian NGOs together
with the increased use of military interventions raises questions about
the efficiency of task-sharing and subcontracting, increasing
administrative costs and accountability of NGOs as well as military
operations (Weiss 1998b). With military sub-contracting and task-sharing
the question is how accountability in such constructions can be improved
(Weiss 1998b). One problem is that potential major power sub-contractors,
such as NATO, seem unlikely to subject themselves to international law and
monitoring. Therefore Weiss finds that the most important task in the near
future is to find ways of influencing the behaviour of would-be
sub-contractors.
NGO performance and its relations to the donor-states is increasingly
in focus. Thus studies which look at how NGO performance and
accountability are influenced by their changing roles and funding
arrangements (Hulme and Edwards - eds. 1996) and the changing
relationships between NGOs, States and Donors (Hulme and Edwards - eds.
1997) are found in the debates. According to these studies the emerging
pictures are complex. They show evidence that the NGOs are losing their
roots, getting closer to donors and governments and more distant from the
poor and disempowered, whom they seek to assist.
5.5 Learning from Case Studies
Learning from the experiences of the 1990s through case studies is one
very important way to improve future HAIs. Many of these studies, and
books, are often all-encompassing meaning that they often cover the whole
spectrum of issues concerning humanitarian operations. Other studies seek
to set up models for HAIs, which however may be a problematic approach
since CPEs often are so diverse and may be characterised by very specific
and not generalisable internal dynamics.
The most thorough assessment of an international response to a CPE is
the Joint Evaluation of Emergency Assistance to Rwanda (JEEAR 1996)
published by DANIDA. Rather than pointing at lessons learned this report
forwards a set of findings about the Rwandan experience. Their main
criticism was the lack of efforts to prevent the genocide and of
organisational flaws resulting in poor performance. Their one most
important conclusion is that humanitarian action cannot substitute for
political action. This is an important conclusion as will be seen in the
discussions referred to en Part 2 of this literature survey. The question
that namely arises is: Who are the relevant agents of political action,
and should humanitarian agencies take part in political action?
Lessons learned from subcontracting and task-sharing experiences in
Yugoslavia, Liberia, Central American and Georgia can be found in the book
"Beyond UN Subcontracting" edited by Thomas G. Weiss (1998a). Two books
illustrative of the many case studies are: Clarke and Herbst's (1997) book
"Learning From Somalia - The Lessons of Armed Humanitarian Intervention"
which emphasises the lessons of military intervention and John
Prendergast's (1997) book "Crisis Response - Humanitarian Band-aids in
Sudan and Somalia" giving a detailed analysis of the recent human rights
and humanitarian interventions in Sudan and Somalia, examining those that
worked and those that did not.
Clarke and Herbst (1997) argue that Somalia has had an unsettling
effect on the policies of individual Western governments and the UN, as
they tried to cope with the CPEs around the world. But there were a
variety of positive organizational innovations and operational lessons,
learned during the Somalia intervention that have not received enough
attention. Learning from Somalia is still important in order to realise
how to respond better to the rising number of potential tragedies that now
threaten humanity, particularly in Africa. Their book assesses the Somalia
experience in terms of the legal, economic and military aspects of
intervention as well as decision making during intervention. In drawing
conclusions it attempts to determine the implications for the future of
humanitarian intervention.
Prendergast demonstrates that humanitarian intervention and
state-building efforts in Somalia provide many lessons for future
emergencies, while the long-running negotiated access response to aid the
victims of Sudan's war also offers insights for those responding to other
catastrophes. The crises in the two countries are viewed within the wider
context of cyclical famines in the Horn, and the massive worldwide
responses, which often come too late and fail to address the causes of the
crises. Providing a range of initiatives on how the international
community can respond effectively to complex international emergencies,
Prendergast highlights how resources can be made more available to aid
agencies within the UN and elsewhere.
Those who have struggled the most, and from whom the most important
lessons can be learned are the local people who have struggled most for
their survival, for making peace in their countries and to find ways to
assist their own people. Such perspectives has been taken up by for
instance the Swedish Life and Peace Institute, concerning Somalia (Life
and Peace Institute 1996).
The complexities of NGO, IGO and military co-operation in task-sharing
and subcontracting arrangements raises problems of accountability, and for
the fundamental values of humanitarianism within humanitarian circles
which is taken up in Part 2.

Part 2: The Negative Effects of Humanitarian Action
and the Crisis of Values
An inherent feature of complex political emergencies are the
complexities arising from the interaction between the interventions of
humanitarian assistance and the various actors in conflict. Thus, an
important issue concerns the negative effects of such assistance and its
interrelatedness to the protraction of social conflicts (Keen and Wilson
1994, Anderson 1996, Ramsbotham and Woodhouse 1995, Voutira and Brown
1995, Lentin 1997). The negative experiences with HAI in the 1990s gave
rise to criticism of the humanitarian agencies, United Nations and
international NGOs alike, and their conduct of delivering assistance
(Smock 1997, Macrae 1996). The efforts to intervene with military forces
in order to protect civilians and assistance deliveries were also flawed
and criticized (Prendergast 1997, Roberts 1996). The prolongation of
conflicts gave rise to issues about linking humanitarian assistance with
longer-term development aid. This debate sparked off another one, raising
critical questions about the role of development - as well as humanitarian
aid - in causing conflict.
The dilemmas, and the increasing questioning of roles and conduct of
humanitarian agencies were also debated within the agencies themselves. As
Roberts (1996:34) writes: "In many recent wars, humanitarian organisations
involved in aid delivery had genuine difficulty asserting their autonomy
and immunity. The delivery of aid has resulted in threats to the
humanitarian workers involved and widespread seizure and looting of aid
shipments." Such dilemmas and experiences form the background to what may
be described as the crisis of values in the western paradigm of
addressing poverty and conflict issues in the marginalised parts of
the globe (Macrae 1996, Duffield 1997, Slim 1998).
Citing Macrae (1996), the rationale and impact of relief programmes in
the context of ongoing wars were questioned. Questions like "is
humanitarian aid doing more harm than good?" and "is relief being used by
powerful donor governments as a convenient substitute for international
political action?" were being asked. The above moral, ethical as well as
political debates have an operational offspring that concerns the conduct
of humanitarian assistance by agencies (roles of United Nations,
international NGOs as well as donor-governmental agencies) and their
principles for humanitarian practice, codes of conduct, the
governance of humanitarian assistance, regulation and
accountability (Slim 1997a, Lancaster 1998 etc.). Such outcomes
are the results of the ethical debates and humanitarian positioning of the
various agencies with humanitarian objectives. A process which is still
ongoing, and which will have to relate to the still circulating ideas
about how to link relief aid with development aid, peace-making, -keeping
and -resolution mechanisms. From these debates the main issues, presented
in the following sections, are alive and discussed. These issues - which
are closely linked to the issues raised in Part 1 - seem to be linked by
the efforts to establish a humanitarian framework for ethical actions in
complex emergencies.
1. Approaching the Negative Effects of Humanitarian
Assistance Interventions
Analysts have argued that humanitarian assistance on several occasions
has exacerbated conflict, whereby the long-term aims of such assistance is
undermined (Prendergast and Scott 1996, Prendergast 1997:139). The
delivery of humanitarian assistance to complex political emergencies
(CPEs) often dragged the humanitarian agencies into the conflicts and
placed them in difficult dilemmas. Because of the inherent complex nature
of CPEs, it has been asserted that political involvement in conflicts is
required of humanitarian agencies, even if this means setting aside the
traditional political neutrality of humanitarian agencies (Smock 1997,
Slim 1997b). The different CPEs of Cambodia, Guatemala, Bosnia, Liberia
and Somalia all posed different challenges to the standard delivery
approaches of the humanitarian agencies and their means of providing
assistance. One of the important challenges was to identify who the legal
authorities in the vacuum after a state collapse could be, and with whom
the agencies could negotiate humanitarian access and security. In order to
tackle the difficulties, new approaches af providing assistance have been
developed. These included tactically negotiated "partnerships" with local
warlords and other local actors to facilitate the delivery of assistance
and protection. Other new approaches include subcontracting of assistance
provision to local NGOs or private contractors as a means to reduce
diversion of aid deliveries (Duffield 1997:531). Increasingly, due to
violence, or lack of security provision for the delivery of relief,
military interventions were applied to enable the channelling of
assistance into areas of emergency (Harriss 1995, Ramsbotham and Woodhouse
1996, Prendergast 1997). When the delivery of aid was combined with
military interventions, as happened in Somalia and Liberia, the context of
delivery often became even more complex and disturbed the operations
(Prendergast 1997, Alao 1998).
A central critique is that in the event of helping people in need,
international and non-governmental relief agencies often caused increased
tension, and potentially created new conflicts. This could happen in
instances where significant resources were brought into areas of conflict,
and where such resources were scarce because of the destructive and
economic effects of civil strife. The risk of diversion of relief
deliveries is especially problematic since that can fuel conflicts
directly (Maren 1997, Helander 1995). All parties in such conflicts will
carefully watch each other and the agencies to ensure that no one gets
less than others, and preferably that their own group receives more. Thus,
providing humanitarian relief in violent conflict situations has proven to
be a very complex matter, compelling the involved agencies to compromise
their humanitarian ideals and principles, and at the worst contributing to
the atrocities committed in war zones.
The problems of delivering humanitarian assistance in armed conflicts
is now acknowledged in the literature (Cremer 1998, Prendergast 1997,
Fennell 1998 and Maren 1997). Resources being brought into CPEs by
humanitarian agencies make a difference in other ways than just saving
lives, and may potentially be a decisive element for changing the balance
of power in a given conflict. The problems are many and their solutions
complex: aid may end up in the hands of belligerent forces; aid may favour
one side more than the other; aid may effectively prolong war; there may
be pressures on agencies to provide one side with more aid; relief
deliveries may by accompanied by arms supplies etc.
Other contributive factors to the complexities of CPEs are
institutional. For instance, the political character, functioning and
structural weakness of the UN has been a major causal factor for the
unsuccessful UN responses to CPEs (Wesley 1998). Collins et al. (1996)
show how institutional concerns within the international humanitarian
system in CPEs often yield policies that do not serve the immediate
requirements of victims. Furthermore, Prendergast (1997:141) underscores
that humanitarian interventions in conjunction with efforts to deliver
relief aid so far have not effectively protected the human rights of
conflict-victims.
All together, the effect of the above is that the character of
humanitarian assistance to CPEs has become politicised. It is generally
agreed that if the humanitarian agencies do not carefully take the needs
of the local population into account, new tensions may arise, however, how
the needs of people are to be taken into consideration is not agreed upon.
Furthermore, inspired by the new international framework of the post
cold-war, humanitarian agencies have increasingly challenged the
principles of neutrality and impartiality in their efforts to deliver
humanitarian assistance (Slim 1997b).
Besides lack of attention and engagement, another important factor
which may result in humanitarian assistance having negative consequences,
is the lack of understanding, or simply ignorance about existing
information concerning the origins of the conflicts, their actors and
internal dynamics (African Rights 1997). Cremer (1998) finds that the
responsibility of such negative side-effects rests not entirely with the
humanitarian agencies, because the belligerents of the conflicts have a
main responsibility for committing violence and abusing human rights. But,
also the policies and responses made by the so-called international
community, mainly through the United Nations Security Council, may be
responsible for such negative side effects. However, while discussions and
research in this field have come far in terms of understanding and
rethinking humanitarian assistance, more knowledge about the dynamics and
logics of such emergencies in Africa is still needed (Cremer 1998:5).
Mary B. Anderson (1996) asserts that there may be two options for
delivering aid and at the same time avoiding aid ending up with the
belligerents and doing so without armed protection. The first way to
protect relief programmes is by negotiating the programmes and access
directly with local groups/traditional authorities (Anderson 1996).
Cremer, however, objects that local authorities, including traditional
authorities, often have to accept cooperation with a belligerent warlord
or warring group for their own interests and protection (1998). The second
option is to sub-contract the transport of relief goods to (often) local
private contractors. The contractors are only paid, if the goods reach
their destination. This, Cremer asserts, does not rule out the risk of
resources being transferred to parties in control of territories which
have to be crossed (1998). The need to have access to the victims of
conflict may be abused by the belligerents for instance by using food
convoys for the purpose of transporting arms, or more importantly to gain
legitimacy by enforcing negotiations.
The troubles of delivering humanitarian assistance during conflict have
led to assertions that a new business has emerged out of conflict. For
instance Milan Vesely in African Business, December 1998, notes that "Like
two sides of an unholy alliance, civil war and humanitarian aid feed off
each other" and asks "...are aid organisations indirectly fuelling the
very conflicts that make their presence necessary?". As the assertion of a
direct connection between aid and conflict may be too far fetched, several
writers do point out how the combined effects of development aid,
humanitarian assistance in conflicts and the ways, the international
community responds to conflict are much to blame for both causing,
exacerbating and prolonging conflicts (Uvin 1998, Prendergast 1997, Maren
1997). Michael Maren (1997) shows how humanitarian assistance to Somalia
during the 1980's played an important role for the collapse of the Somali
society around 1990. Peter Uvin (1998) correspondingly shows how
development aid has been contributing to violence in the case of Rwanda.
Fennell (1998) describes how humanitarian agencies felt compelled to
sacrifice humanitarian principles in the face of unsympathetic political
authorities in the case of Rwanda, and how he saw refugees beyond the
protection of international law being "abandoned" by the international
community in 1996-7. In Fennell's words (1998:104) "the international
community "co-operated" to assist 100.000 or more people to die horribly."
The quest of finding solutions to the politically negative impacts of HAIs
typically takes on a pragmatic approach. Thus, in-depth assessments of
organizational weaknesses of the UN system are undertaken (see the section
about containing security risks above), which scrutinizes the political
parameters of its functioning, reconsidering the principles of the system.
Among these approaches are also the ones which essentially substitute
humanitarian for both economic and social action. Such approaches gives
recognition to the potential for beneficiaries of becoming active agents
in their own recovery (see the debate about linking relief to development
below), and others turn the focus to the relations between peacekeeping
and humanitarian intervention in regard to the use of force.
Other observers, like Alex de Waal (1997) and African Rights (1997),
find that it is only by studying famine in its historical and political
context that humanitarianism can be put in its proper perspective. Hence,
Alex de Waal (1997) finds that most famine expertise seems to stop
precisely at the point where politics begins, and only a weak call for
political will to bridge the gap between knowledge of technical measures
and action to implement them prevails. Rejecting the technical-political
dualisms, de Waal argues that the problem is not a missing link, but
rather an entire political tradition, one manifestation of which is
contemporary international humanitarianism. This point of view is relative
to the position taken by Mark Duffield (1998) who warns against the
tendency to solely developing selective technical-operational means of
containing security risks without also understanding their function in the
context of current global processes of marginalisation.
2. Humanitarian Positioning
With the increasing recognition that humanitarian action also can have
negative effects (Anderson 1996, Prendergast 1997), can do more harm than
good, the humanitarian community both practitioners and academics have
felt a need to address the moral and ethical issues surrounding
humanitarian assistance interventions in complex political emergencies
(Macrae 1996 and Slim 1997a). This is evidenced by the various attempts at
formulating ethical guidelines and codes of conduct for relief agencies.
See the section about guidelines and codes of conduct below. The moral and
ethical questions arise from the potentially negative effects of
humanitarian aid together with the increased acknowledgement about the
dynamics of CPEs and the risks of worsening conflicts by the various forms
of interventions. The ethical debate also takes into account the issues of
changing sovereignty, the rights to intervene, and increasingly the impact
and risks of fuelling conflicts in the longer perspective.The latter
sparked off debates about the extent humanitarian action can be
politically involved. This is also crucial for the debate about linking
relief with development, because such aid more often implies partiality
than relief aid does. Of central importance to humanitarian positioning is
thus how to relate humanitarian action to neutrality and impartiality
(Slim 1998, Levine 1997, African Rights 1997, Roberts 1996). For instance,
does humanitarian action, by its nature, have to be neutral, impartial and
independent, or can it be associated with the use of armed forces, and
support for a particular side in a conflict?
The increased critique combined with the complexity of interventions
following the interlinking of political, military and humanitarian
operations has called for answers from both practitioners and scholars of
humanitarianism. The necessity to defend humanitarianism has led to a view
of an imperative need to define or redefine the ethics of humanitarian
interventions (Macrae 1996). These efforts to establish a humanitarian
framework for ethical action in complex emergencies may be characterised
as humanitarian positioning by the various participants in the debates
(Slim 1997b). The aim of humanitarian positioning is to establish a
humanitarian framework for ethical action. This may be based on two
schools of humanitarian thinking; namely the Kantian inspired tradition of
the humanitarian imperative; and the empirical humanitarian impulse
(Macrae 1996). The former view has been leading the attempts to link
humanitarian values with international humanitarian law (Slim 1997 and
Weller 1998 take a legal approach) into practical guidelines, such as the
so-called Codes of Conduct.
2.1. Ethics and Morality
The negative results of international HAIs certainly did cause serious
moral hangovers within the international humanitarian community. The
confusion of the "international community" on what to do in instances
where humanitarian disasters had become an integral part of internal
conflicts, and the need to address the moral aspects of humanitarian
intervention in such instances, is increasingly being expressed in the
literature (Moore 1998a). Animated by the debates on a new humanitarian
world order, the context of humanitarian crises, the need for new codes,
norms and principles in the humanitarian domain, discussions about the
role of morality and ethics in international politics is increasing within
the discipline of international relations (Campbell 1998, Onuf 1998,
Knudsen 1998). This trend is reflected in several international journals
producing special issues about ethics and morality in politics and
international relations (Millennium 1998, Politica 1998).
The value of exercising moral imagination in dealing with the dilemmas
of CPEs is often brought forward, almost imperatively, as the only way to
find solutions to the current problems of HAIs (Moore 1998a). The current
moral dilemmas also arise from uncertainty about the changing values
attached to the concepts of sovereignty, human rights and states, which
then again give rise to debates that have important implications for how
issues of peace, security and humanitarian interventions are faced (see
for instance above in section about sovereignty and legitimacy).
The negative - or in the words of Hugo Slim - "the dark side" of
humanitarianism is not new (Slim 1997a:245). But, as Slim argues, together
with the new international environment of today characterised by
humanitarianism emerging as a strategic instrument in foreign policies of
the great powers, an unprecedented proliferation of agencies and their
greater exposure to the complexities of modern civil strife, "... a new
generation of relief workers and relief agencies has become embroiled in
the heat of civil wars and political emergencies, and the humanitarian
community has had to revisit its fundamental principles and address the
ethics of what it does" (Slim 1997a:245).
Slim also raises some important points regarding the context of the
moral debate. First, it is the tendency of both humanitarians, decision
makers and the public media to overstate the moral burden on
humanitarianism. Of course, the main responsibility for human rights abuse
and politically caused humanitarian emergencies lies with the direct
perpetrators. This should not be confounded with the moral
responsibilities of humanitarian agencies who engage in CPEs not to "do
harm". Secondly, the existing International Humanitarian Law and Human
Rights Law are poorly implemented, both internationally and locally. In
CPEs these laws have either never been implemented or are totally
disregarded by the belligerents, which leaves the humanitarian agencies
with a "legal vacuum" to operate in (Slim 1997a:247). In such situations
agencies and relief workers are confronted with more moral dilemmas and
"tough choices" than in an environment where at least a minimum level of
"rule of law" is applied and respected.
The moral systems applied by the humanitarian agencies apply are
important, because many of the moral dilemmas which they face originate in
these very moral systems. Humanitarian agencies applying for instance only
a single utilitarian rule of preserving human life before anything else,
may face few moral dilemmas. NGOs that apply several fundamental moral
principles encompassing civil, political as well as economic rights will
more frequently face conflicting choices. Most relief agencies, in
so-called multi-mandate operations (because they have a wide range of
values built into their mission objectives), will therefore often face
moral dilemmas (Slim 1997a:248, African Rights 1994). Slim finds that
there are four main principles in the value-system of the humanitarian
community (1997a:248): 1) The preserving of human life; 2) The respect of
the economic, social, civil and political human rights; 3) the principle
of justice and 4) staff safety.
The crisis of values often stems from conflicts between these four
areas of moral principles. However, the issues concerning the "clash" of
moral value systems which seems inevitable, when mainly Western
humanitarian agencies move massively into societies with an entirely
different basic moral value system, is not much discussed in current
debates. To dismiss this clash as unimportant requires that there really
does exist a universal moral value system, which conforms to the
fundamental humanitarian values. If not, then how does humanitarianism
relate to the specific local moral principles prevalent in the societies
that humanitarian assistance is provided to? Alternatively, does the
argument asserting that moral values of starving people come second to the
humanitarian value of preserving individual human lives always hold water?
Or, for instance, it may be asserted that in many places in Africa, the
survival of the group may be more important than the survival of the
individual. In the Conference on the Humanitarian Imperative in Complex
Emergencies in Copenhagen 28-29 August 1997, Ms Christine Umutoni, Special
Adviser to the Rwandese President's office, stated that humanitarian
agencies have to relate to situations where people actually are prepared
to die for a certain cause.
Interestingly, the moral-ethical debate which has been - and still is -
taking place among relief agencies and academics, seems to recognize that
it is not enough just to address the negative effects of humanitarian
assistance in terms of a technical critique followed by technical
operational solutions. However, such analyses mainly discuss the
achievements of a "just cause, just means and just ends" in any
humanitarian assistance intervention (Slim 1997a:245) and thereby rather
easily dismiss the question of the whole concept of humanitarian
assistance intervention itself.
Therefore, Slim emphasises that ethical analysis should always be an
essential part of humanitarian practice (1997a:246). Thus, it is necessary
to recognise the difficult moral choices relief agencies are facing today.
If practical guidelines to relief agency staff are to be formulated, it is
- according to Slim (1997b) - necessary first to understand the essential
characteristics of a moral dilemma. Slim distinguishes between real
dilemmas and other types of "tough choice" that can masquerade as moral
dilemmas. Secondly, basic moral principles must surround the key ethical
notions of action, consequences and moral responsibility by humanitarian
agencies. Agencies need to develop a process of ethical analysis during
their work. Thirdly, developing ethical analysis might take an intuitive
form, based on organisational conscience and moral role models. By moral
role models is understood often outstanding persons who through their ways
of problem-solving in specific working contexts can be an example for
others. An interesting suggestion is that humanitarian agencies look for
such moral role models within the communities they seek to assist, among
the people they call beneficiaries (Slim 1997b:256). In this way, by
adopting certain local moral role models into their behavioural practice,
humanitarian agencies may perhaps solve the problem of clashing moral
value systems. If international organisations can learn from such local
role models, they may be able to adopt a moral humanitarian framework,
which also conforms with and makes sense to the recipient communities.
2.2. Neutrality and Impartiality
Locating humanitarian values in the context of violent conflicts will
reveal that it is intrinsically difficult for humanitarian agencies to
represent their values in conflicts dominated by people and leaders, who
are committed to violence and war. In armed conflicts humanitarian values
may thus be seen as a threat to aims pursued by the warmongers (Slim
1997b:343). However, in human history, war and violence have always been
countered by efforts to relieve and heal the victims, as a natural
humanitarian necessity for the survival of the family, community, tribe,
people, nation and/or humanity (Macrae 1998). But military and political
leaders will always attempt to control humanitarian action so that it does
not come in the way of military efforts. Humanitarian agencies may thus
meet responses from different groups ranging from ones that will cherish
them, ones that will attack them to those that try to abuse them (Slim
1997b:344). The proliferation of NGOs operating in war zones in recent
years has made humanitarian positioning in conflicts particularly
difficult and has revealed the widespread differences in the ethical
maturity and skills of the agencies (Slim 1997b:344). The moral
difficulties for international humanitarian workers operating as third
parties in war zones seems to be most profound for the maintenance of the
principles of neutrality and impartiality, which historically have been
attached to humanitarian agencies, and especially the International
Committee of the Red Cross and Red Crescent (ICRC).
Confronted with the wideranged aims of military and political leaders
in armed conflicts, the application of the principles of neutrality and
impartiality is, sought abandoned by several humanitarian INGOs, according
to Slim. This is either because neutrality is "equated with being
unprincipled" or is "unachievable in practice, because relief aid is so
frequently manipulated" (Slim 1997b:347). Slim ascribes this to a
widespread misunderstanding of the concept of "humanitarian neutrality,"
which he describes as the operational means to achieve the humanitarian
ideals within an environment which is essentially hostile to those ideals
(Slim 1997b:347). Citing Plattner (1996:165), neutrality may thus be seen
"as a duty to abstain from any act which, in a conflict situation, might
be interpreted as furthering the interests of one party to the conflict or
jeopardising those of the other." The interpretation of action by the
belligerents then becomes crucial to the perceived neutrality of
humanitarian agencies. As Slim notes: "Perception ... varies from faction
to faction in conditions where one group's legitimate relief is seen by
another group as an obvious contribution to the war effort of the enemy"
(1997b:347). In the context of humanitarian action, the ICRC defines
neutrality as a principle of abstention. A third party to a conflict must
not undertake (or possibly permit) activities which would assist the war
effort of either party to a conflict. Similarly, a third party must not
engage in activities beyond her obligations in general international law
which would hinder the conduct of either belligerent. As it has proven
extremely difficult to adhere to this definition of neutrality in war
zones, many NGOs have rejected it. According to Slim (1997b) there are two
reasons for this: The first reason is that many NGOs feel that neutrality
imposes an unacceptable silence upon them in the face of grievous
violations of human rights. This is especially difficult for NGOs
advocating human rights and social justice and for those that do not have
the capacity to secure a viable neutral position (African Rights 1994).
Secondly, neutrality is not feasible when relief supplies are manipulated,
and by the fact that combatants and civilians are intrinsically mixed. To
Slim, however, this does not deem neutrality impossible. But "in the right
hands and in pursuit of the right ideals, recognised by international
humanitarian law, neutrality is an extremely valuable principle" (Slim
1997b:348).
Instead of neutrality many NGOs have embraced the notion of
impartiality. Again, there is no general agreement among humanitarian NGOs
about how to understand and apply impartiality. The attraction of
impartiality over neutrality may be explained by NGOs seeing impartiality
as a concept permitting them to make judgements according to their agreed
humanitarian values, while neutrality only allows for by-standing. In the
humanitarian context, impartiality is by the ICRC defined as a principle
of action (Slim 1997b). Whatever humanitarian action is being undertaken
(which, to many, implies that such action must not be unneutral in the
above sense), it must be administered in accordance with an objective
standard which is applied equally to all parties. Contrary to the claims
of some parties to a conflict, this does not mean that all sides must
receive the same amount of assistance. Instead, assistance is to be
rendered on the basis of the objective criteria of need, regardless of any
other considerations. However, impartiality is increasingly being applied
as impartiality to persons, but partiality to their actions (Slim
1997b:349). Thus, NGOs that are "advocacy-driven" have found a scope
within the impartiality principle to speak out about human rights' abuse,
while simultaneously sticking to their humanitarian values (Slim
1997b:349). The latter tendency leads to the position of "solidarity"
which represents the stance of those who want to abandon neutrality and
impartiality all together in favor of actively taking sides (Slim
1997b:349, African Rights 1994:27). See the section "Mercy vs. Justice"
below on this debate.
Recognising the difficulties for agencies operating as "third-party
non-combatants" in war zones, Slim finds that a range of different
positions is both inevitable and desirable in a given conflict, but
concludes by emphasizing the responsibility of any third-party relief
organisation to be transparent in its position and to preserve rather than
distort traditional humanitarian principles and language (Slim 1997b:351).
Slim sums up the different attempts at reframing humanitarian principles
by setting up three common main ideals (1997b:351): a) a commitment to the
principle of humanity - albeit in a minimal form; b) a desire to speak out
in the face of human rights abuses; and c) a guarantee of third-party
immunity for humanitarian agencies. Slim emphasizes that current
humanitarian positioning needs to get beyond the minimalistic
interpretation of the principle of humanity, of only saving human life.
Instead the actors in the humanitarian community should embrace the
principle of humanity which encompasses the needs of the whole human
person. To this end Slim recommends that the existing principles in the
Geneva Conventions, international humanitarian law, and human rights law
should be reexamined as principles that complement each other. This may be
the best way to focus the current debate about the place of
humanitarianism in war. Marc Weller (1998), taking a slightly different
perspective on humanitarian neutrality and impartiality finds that these
are not absolute concepts. Their application depends on the type of
international actor involved, the mandate according to which that actor
operates, and the nature and extent of the international crisis or
humanitarian emergency that is being addressed. For future UN mandated
action, clarification of these concepts and their proposed concrete
application in relation to the target groups of the humanitarian operation
is therefore required in advance, if the disastrous dissonance between
mandates and their implementation that appeared in instances such as
Somalia and Bosnia is to be avoided. Neutrality and impartiality are
generally mentioned in the same breath, when their application to
humanitarian action is concerned. Indeed, on occasion the two principles
are used interchangeably. However, they are somewhat distinct and should
be regarded as partially overlapping principles, rather than as synonyms.
It must also be borne in mind that the meaning of these terms in the
context of humanitarian operations is not necessarily the same as in the
context of the traditional laws of war. The precise content of the twin
principles (neutrality and impartiality) depends on the particularities of
the situation. In several recent instances the UN Security Council has
authoritatively confirmed the absolute impermissibility of certain
activities of parties involved in the conflict. They include ethnic
cleansing, genocide, attacks on civilians and the denial of humanitarian
assistance and medical aid. Insistence on compliance with these
requirements, even through the use of force, can never be a partial act.
According to this view, the implementation of a Chapter VII mandate going
beyond the requirements to the parties of a conflict that are included in
the general rules of international law can also not be considered a
neutral or partial act (Weller 1998).
3. Mercy vs. Justice: Humanitarian vs. Human Rights
Priorities
Following the central ethical and moral issues discussed above, another
set of issues are raised concerning the dilemmas of relief relating to
what can be described as the tensions between the priorities of the
humanitarian agenda and the human rights agenda (Roberts 1996, Slim 1998,
African Rights 1997), or in Nederveen Pieterse's (1998) version between an
approach centered on mercy (relief efforts, containment of refugee
streams) and a justice approach (human and asylum rights, crime tribunals
etc.). These discussions revolve around humanitarian action as a
phenomenon raising specific troubles and dilemmas of intervention in the
localities of conflict related disasters. Especially in situations where
humanitarian assistance is followed up by military intervention,
experience shows that violation of human rights in the course of military
intervention even by the intervention forces (warfare has become complex)
has severely complicated the humanitarian agenda (Olonisakin and Aning
1999, Stremlau 1998).
One of the fundamental principles of humanitarian action is that of
impartiality. In many cases this principle has implied that agencies have
avoided political issues, even when fundamental human rights are violated
(Roberts 1996). UN Peacekeeping and humanitarian actions have thus been
criticized for not addressing human rights abuses and fuelling armed
conflicts (African Rights 1994, Helander 1995). Also International NGOs
(INGOs) having different emphasis, human rights and humanitarian,
respectively, have clashed over this issue. African Rights, in their
discussion paper "Humanitarianism Unbound" (1994:4), described the dilemma
like this: "The central dilemma is whether it is possible to supply
humanitarian assistance, under the auspices of a governing authority that
abuses human rights, without also giving undue assistance to that
authority, and hence doing disservice to the people one is aiming to
help."
There is no doubt that there is tension between the humanitarian
approaches, i.e. the impartial delivery of humanitarian assistance and the
human rights approaches seeking to oppose violations of human rights and
thus often the causes of conflict. Roberts, however, sees no point in
debating which approach is most important (1996:58). In practice UN, and
UN agencies as well as NGOs, are increasingly seeking to incorporate human
rights elements into their activities.
This point is followed by the view that there are not necessarily any
contradictions between humanitarian and human rights approaches, since
International Humanitarian Law (IHL) and the Universal Human Rights
Charter should be seen and understood as complementary. To Kurt Mills
(1997) there is no doubt when he argues "that beyond whatever basis may be
present in international law for human rights and intervention to protect
those rights, one can find a foundation for such rights in the very nature
of the state system." Cairns and Bryer (1997) argue that humanitarian aid
should be judged against IHL, which gives civilians certain basic rights,
including protection in armed conflicts. Aid agencies should consider the
various side-effects of their interventions, in order to asses the net
impact and decide whether to work in any given situation. They have no
responsibility to provide aid where the net impact is negative, or to
those who violate international law. If governments fail in their
responsibilities to protect civilians, this does not give aid agencies the
responsibility of filling the vacuum, but it does mean that they should
campaign for governments to act.
Current Northern debate on support to citizens of countries in conflict
is usually expressed in terms of charity, rather than as being a response
to what people are doing for themselves. Aid agencies should help changing
this. Still, Roberts (1996:58) may be right in his assertion that "the
process of bringing human rights, especially protection from violence,
into humanitarian activities reinforces the conclusion that in practice
humanitarian and political activities cannot be completely separated."
Furthermore, Roberts (1996) points out that realistically the
implementation of IHL, or human-rights law, will require action against
just one side of a conflict and hence jeopardising the principle of
impartiality in delivering humanitarian assistance. This risk of
politisation of humanitarian assistance is treated extensively by Macrae
(1998): Macrae is very concerned with the tension between what she
describes as "pure" humanitarianism and the increasing pressures on relief
workers to become politically engaged by adopting developmental approaches
and by seeking to actively resolve disaster-producing conflicts. Combining
theory with case studies concerning the delivery of health and food aid in
war zones, she argues that attempts to use relief aid as a tool for
political engagement are fraught with practical and ethical difficulties.
Not only are developmental goals elusive in conflict environments, but
abandoning principles of neutrality and impartiality to determine the
allocation of scarce resources increases the risk of aid being manipulated
by warring parties and by donor governments (Macrae 1998).
Finally, the views on the universality of human rights versus cultural
relativism may have to be qualified by extended human rights beyond that
of focusing entirely on the rights of the individual. Thomas and Reader
(1998) provide an interesting account of the claims of the universality of
human rights and the cultural relativists, who do not agree that a
transcultural moral foundation exists which can underpin interventions
with humanitarian or human rights objectives. Stremlau's (1998) assertion
that equal protection for all ethnic, cultural, and other groups is vital,
because differential protection for different groups within a state
increases the risks of deadly conflict, may bring this discussion further.
Thomas and Reader (1998) conclude that if a rule-based order informed by
universal morality is not possible, the minimum requirement should be that
decisions taken by the UN Security Council should be as democratic,
representative, transparent and accountable as possible.
4. About Linking Relief to Development
Acknowledging the negative side effects of HAIs and the difficulties of
implementing neutral and impartial aid programming in war situations,
focus has increasingly been directed towards the so-called
"relief-to-development continuum". This follows the trend of the 1990s
where there has been an increase in multi-mandated UN operations as well
as in non-mandated NGO operations in CPEs. Accompanying this trend is the
perceived inevitability of working in conflict situations. Aid is now
integrated in the dynamics of violence to an unprecedented extent
(Duffield 1994). The interest in the continuum also reflects the concern
that relief aid is often an inadequate and inappropriate response to CPEs
(Bradbury et.al. 1997).
Policy papers and evaluation reports from donor organisations and
international development organizations are evidence of this increased
focus on the linking continuum (Boyce 1994, UNDP 1994, UNDP 1995, USAID
1996, EC 1996, DAC 1997, UNDP Rwanda 1998, Sørbø et.al. 1998). The trend
is also reflected by an extension of activities of specialised
humanitarian agencies into the area of community development. For example
the engagement of UNHCR in reintegration programmes for refugees. At the
same time, specialized development agencies such as UNDP have extended
their activities into war zones (Macrae 1998). Furthermore, the pressure
on humanitarian agencies to extend their activities into conflict
resolution and developmental programming is also an indication of another
trend, namely that of subcontracting which implies delegation of
responsibility from the political domain into the aid domain, and from the
domain of international public action in to the privatized domain of
international NGOs (Macrae 1998, Duffield 1998).
The concept of the relief-to-development continuum stems from the
natural disaster relief models, which conceive a linear progression from a
state of crisis, through rehabilitation to development. The role of relief
assistance is to sustain people through short-term periods of stress until
the crisis is over, thereafter through rehabilitation, a normal process of
development can be reconstructed (Bradbury et.al. 1997). There is also a
greater and explicit interest in using aid as a tool in conflict
management (Bradbury et.al. 1997). Thus, the idea of linking relief with
development also stems from the argument that aid can contribute to
peacemaking (Macrae 1998). The idea is that by linking relief with
development aid, the risk of distorting local production, markets and
livelihoods - and thus creating structures of dependency on relief aid -
may be addressed. At the same time human security may also be provided for
(Macrae 1998). The primary aim is hence not only to alleviate immediate
suffering in conflicts, but also to promote developmental and political
objectives.
The approaches to the linking continuum are often technical-operational
and pragmatic, with a focus on overcoming the troubles and dilemmas that
relief agencies face when operating in complex emergencies. A cornerstone
in these approaches is the work of Anderson and Woodrow (1989,
re-published in 1998) which argue that while humanitarian action in
conflict-situations must mitigate acute suffering, it must also conform
with and incorporate the prospects of medium and long-term sustainable
development and peace. It is important, however, to distinguish between
relief in active war zones and during post-war periods. Most difficult to
define are the grey zones of non-combat periods in civil conflicts and the
transition periods from civil war to post-civil war. The difficulties of
making such clear-cut dividing lines between immediate relief and
long-term development aid has led to the increased interest in furthering
the continuum from relief through development to peace (Weiss 1998).
So, the linking continuum idea inherits a perception where relief is to
be understood in developmental terms, but which does not relate to the
social and political factors causing the emergencies in the first place
(Duffield 1994). This factor contributes to the already problematic mixing
of developmental and humanitarian objectives, which then can be
intensified even further when developmental assistance is being used to
prevent and resolve conflicts (Macrae 1998).
The problems of linking relief with development and the earlier
experiences of doing so is increasingly a subject of debate, and the
official interests in the linking continuum thinking will certainly be
subject to future research. Generally the focus is on finding ways to
enhance local capacity-building in crisis-hit societies. The challenge is
to find ways where first relief inputs to emergencies do not undermine
post-conflict rebuilding efforts, and then maximize the outputs of
programmes, supporting the ability of societies to take care of themselves
in the transition periods after the armed conflicts have ended.
4.1 The Critique of Continuum Thinking
The linking continuum idea sounds attractive, but has been subject to
much criticism. In the first place it is asserted that there is not enough
case-study evidence or sufficient theory-building for the purpose of
operationalizing the continuum idea (Kumar 1997). But, the records so far,
according to Munslow and Brown (1999), show that ensuring a succesful
transition from relief to development has proved to be problematic. This
is because reconstruction of institutional complexities tend to complicate
complex emergencies still further and in some cases aid has even fuelled
conflict (Sørbø et.al 1998, Uvin 1998). Combining peacekeeping with
humanitarian assistance is particularly sensitive. Munslow and Brown
assert that "humanitarian aid is becoming a major factor in the
continuation of conflicts as it is perceived to be benefiting one section
of a country or social group as opposed to another" (1999:221).
Furthermore, the concept of developmentalism has proven incapable of
explaining permanent emergency. The extent of the Western institutional
accommodation with unresolved political crisis in the South is also
underestimated (Munslow and Brown 1999).
Furthermore, the linear developmental notion of the linking continuum
from relief to reconstruction to rehabilitation to development has been
heavily criticized for being operationally misleading, and for providing a
false picture of development opportunities in CPEs (Bradbury et.al. 1997).
Thus, a critical stance towards this approach is taken by authors who
assert that the linking continuum thinking reflects a crisis in the theory
of developmentalism (Duffield 1994 and 1997, Macrae 1997). The negative
impact of development aid on conflict dynamics in weak states is
illustrated by Peter Uvin in his analysis of the development enterprise in
Rwanda and its indirect contribution to structural violence there (Uvin
1998).
Several writers, therefore, caution against an uncritical application
of the continuum to CPEs, and of rehabilitation in particular. This view
is presented by Bradbury et.al. (1997) who are drawing on the experiences
from Operation Lifeline Sudan (OLS). They argue that in order to move
legitimately from relief aid programming to development aid programming,
three fundamental conditions must be in place: First, a minimum level of
security, respect for human rights and humanitarian access. Second,
empirical evidence from the field are needed to demonstrate that the
emergency really is over. Finally, moving from relief to development aid
programming is contingent by donor governments accepting the legitimacy of
national governmental structures and of the rebel movements. In other
words, moving along the continuum is, for donor governments, significantly
determined by foreign policy considerations as well as technical ones.
Furthermore, consideration must be given to the actual and perceived
legitimation of the different movements that a move to rehabilitation
might be seen to imply. If not, uncritical pursuit of development
strategies, as in the case of Southern Sudan, may negatively affect the
welfare of conflict-affected populations (Bradbury et al. 1997).
Christoplos (1998b) agrees to the critique of the linear relief to
development continuum, which does not respond to the tools of
internationalised public welfare, because evidence shows that states are
not reshouldering their traditional responsibilities to their citizenry
after an emergency. He finds that, what he calls "the naive technocratic
developmentalism" takes for granted that everything will get back on
course. But the conclusion that we should therefore avoid rehabilitation
and development is not equally self-evident. In his view a search for the
remnants of integrity in the local civil service is necessary, but it must
begin with an acknowledgement that integrity is not simply the 'natural
state' for public services as what is implied in developmentalism
(Christoplos 1998b).
Another important critique of the continuum thinking is that both
humanitarian and developmental aid, in different ways, may unintentionally
exacerbate, sustain or even cause conflict. Humanitarian assistance may be
mis-used by the belligerents directly as an instrument of war, as a cause
for conflict, or indirectly by providing the necessary resources for
keeping a conflict going and thereby becoming involved in the dynamics of
the conflict and hence becoming a source of the conflict (Prendergast and
Scott 1996). This applies particularly to development aid in CPEs, which
therefore also risks to become an object which may be fought about in
conflicts. This makes the idea of just returning to previous development
approaches without rethinking the whole development aid concept seem
headless. Development programming requires engagement with existing
institutions in order to achieve long-term sustainable development. But
existing authorities are more often the problem than the solution in terms
of achieving security. Thus, to engage with them in order to provide
public welfare and to organise the means of production may imply violation
of humanitarian principles and would mean ignoring the role of existing
governments in disaster creation (Macrae1998). By definition, in CPEs the
pre-conditions for development and development aid programming are not in
place. In sum, to provide resources to such regimes would be to
effectively condone political violence and to increase the risk that
international resources will be used contrary to the interests of
war-affected victims (Maren 1997, Helander 1995). Indeed it is the object
of warring parties to undermine the development of their opposition. If
relief is not seen as neutral and impartial by warring parties, then they
may claim that it is a legitimate target for attack (Macrae 1998).
Finally, the linking continuum idea is criticised for not taking into
account of the principles of neutrality, when decisions are made to
rebuild structures for government, organisations etc, and therefore
conforms poorly with the values that underpin the ethics of
humanitarianism (Macrae 1996). Macrae (1998) describes the linking
continuum as a movement from a "pure" relief model - that is a model
designed to save lives, operating according to the principles of
neutrality and impartiality - towards one which explicitly engages in
wider political and developmental processes. Furthermore, she argues that
the linking continuum debate is also about whether humanitarian
interventions should strive to be neutral in their relation to conflict,
or rather aim at influencing the course of a given conflict, and whether
the aim should be either a rapid and impartial delivery of effective
services, or a contribution to long-term capacity building? The argument
is that only "pure" humanitarian assistance can be kept neutral and
impartial and hence not be involved in the conflict, whereas linking it to
developmental initiatives would jeopardize neutrality and impartiality
because such efforts would necessarily require attachment to specific
local organizations or institutions (Macrae 1998). Therefore, Macrae
(1998) questions whether humanitarian assistance can and should go beyond
its essentially palliative function.
4.2 Minimalism
One of the central tenets in the criticism of the so-called
'humanitarian international' is that more harm than good is caused when
agencies cooperate with local authorities or public service institutions
at various levels (Macrae 1998). Such criticism claims that channelling
aid through government 'intermediaries' rarely empowers those public
servants interested in a political contract with their clients, but is
instead contributing to authoritarian and military power structures (Keen
1994). Therefore, many current academic analyses of humanitarian
assistance in complex political emergencies are advising disengagement
from public services (Duffield 1996, Macrae 1998, Bradbury 1998). The
remedy is said to be minimalism, that is neutral and impartial minimalist
inputs of food and medicine, which is suggested as the best way of
avoiding to feed the flames of bad governance, violence and political
opportunism (Macrae 1998). It is often claimed that the minimalist course
of action is necessary since the international NGOs cannot tell the
difference between principled and parasitic local institutions due to
their ignorance of the local politico-economic context. The warlords
easily tap aid resources by manipulating the lofty development rhetoric of
the humanitarian international. Thus, relief should be delivered in a
manner, which is politically informed, but not politically driven, because
humanitarian assistance cannot be a substitute for political action
(JAEER1997, Sørbø et al. 1998). Increasingly, however, relief aid is being
used explicitly as a form of political action, whereby relief actors are
under pressure to take sides and to make decisions about preferred
outcomes. Maintaining the purity of the humanitarian purpose does not
imply pursuing relief programming in an uncritical manner, in particular
it does not imply acting in a politically ignorant manner. In other words,
the core principles of humanitarian action - neutrality and impartiality -
should be safeguarded (Macrae 1998). Maintaining the scope for the
humanitarian ideals in intervention will thus rely upon relief agencies
being politically informed, but not driven by the political agendas of
either powerful donor countries nor of political and military actors in
the affected countries (Macrae 1998). That political engagement is
necessary in order to address the root causes of conflict and to provide
political solutions is recognised by Macrae (1998). She finds, however,
that this should not be the job of the humanitarian agencies, as they have
neither the mandate nor the tools to do so.
4.3 A Critique of Minimalism
The minimalist is, without defending the relief-development continuum,
criticized by academics such as Christoplos (1998b), who find that by
disengaging, the local bureaucrats and social workers are abandoned.
Christoplos (1998b) agrees to the critique of gullible NGOs. However, he
finds that there are agencies which have gathered substantial working
experience in certain areas for a reasonably long period of time. Such
agencies are in a good position to identify those public servants who have
maintained their integrity and who can construct some form of political
contract. Furthermore, Christoplos finds that disengagement risks the
danger of simultaneously de-legitimising those public servants who are
struggling to retain their integrity. Separating aid from local
institutions is a course of action that actively weakens government and
local NGO services further, for instance by diverting manpower away from
local public service institutions into jobs assisting the expatriate
agencies. Hereby, the humanitarian international contribute actively to
the final collapse of what may be the remains of a social and political
contract between service providers and their clients. Thus, Christoplos
forwards Addo's critique of minimalism, which Addo (1996) describes as
"debilitating disengagement," and asks: "do minimalism mean that we
automatically should have expatriates to run the show?" (Christoplos
1998b).
4.4 Engagement, Disengagement or Structural
Change
Most of the current discourse juxtaposes the two positions of
disengagement and minimalism on one hand and the optimistic view of the
linking relief to development continuum on the other. Minimalism and
disengagement are not, according to Christoplos, the answers to those who
attempt to (re)establish a sense of integrity and mission among the
remaining civil servants in weak or collapsed states. Furthermore,
Christoplos asserts that accepting the critique of naïve developmentalism
does not automatically imply that one must also buy the recommendations
for minimalism and disengagement. Christoplos (1998b) rhetorically asks:
"Need we ignore the developmental efforts of Somali humanitarians just
because people are starving and the warlords are still in power?" As Slim
(1998) has pointed out, the Northern humanitarian discourse too often
assumes that humanitarianism is only 'our' problem, which simultaneously
implies that local actors in the South cannot even pretend to assume a
stance of pure neutrality. Thus, Ian Christoplos (1998b) calls for a
search of how national and local humanitarianism can be understood and
encouraged. Can agencies enter strategic alliances with selected actors,
both bureaucrats and famine victims, without adapting to the naïve
assumptions of the linking relief development continuum? Christoplos
(1998b) finds that research between the grey areas of real-life
institutions, where officials, traditional authorities and political
leaders display complex blends of humanitarian and self-serving
motivations, should be undertaken. He advocates that the creativity of
field staff should be incorporated in such research programmes.
As a "third way" between "minimalism" and "developmentalism"
Christoplos forwards the hypothesis that humanitarian conditions in CPEs
may be improved by supporting integrity and vision for reducing the
vulnerability towards famine (Christoplos 1998b). Inspiration for this
"third way" may be found by appreciating how people survive under the
extraordinary circumstances of CPEs, and by seeing how local bureaucrats
maintain a high degree of integrity in the midst of war and crumbling
social contracts (de Waal 1989). These local bureaucrats may even be the
moral role models which Slim suggests that humanitarian agencies should
incorporate in their search for behavioural solutions to their dilemmas
(Slim 1997a).
Christoplos (1998b) finds that developmental relief is possible without
the developmentalist pretension of believing that everything will soon
return to 'normal'. He asserts that the most reflective NGOs find
themselves struggling in a difficult realm trying creatively to find ways
of providing relief and supporting local efforts at rehabilitating life
out of conflict. Such NGOs do see that most of their local colleagues have
integrity, and are struggling with what is left of the civil service to
maintain and strengthen its integrity (Christoplos 1998b). A number of
observers, taking highly contrasting points of departure, have begun
sketching such alternative frameworks based on personal, social and
cultural constructions. Paul Richards for instance (1996) provides some
pointers for 'smart relief' drawing heavily on a search for links between
aid and cultural norms of integrity, and the need to support individuals'
personal struggles
The question of how to move beyond the immediate efforts of doing no
harm with relief aid and advance local participation in such ways that
post-conflict societies can be rebuilt, is thus one of the core debates
today. Central to this debate is the "do no harm" paradigm which discusses
how international and local agencies can provide assistance to people in
areas of violent conflict (Anderson 1996). Mary B. Anderson (1996) argues
that aid should be given in ways that can help people to disengage from
armed conflict and to develop alternative systems for overcoming the
problems they face. One way of doing this is for aid agencies and aid
workers to encourage local capacities for peace. This approach searches
for a "good practice" on a practical and pragmatic real-life level and
points to a set of methods on how NGOs can help local public servants
maintain integrity while minimising opportunities for those with more
devious intentions (Anderson 1996).
What the above observers claim (and what they say the minimalist
perspective lacks) is a belief in human agency. If one believes in human
agency, there is hope for improving the performance of operational and
intermediate NGOs together with their local counterparts. If not,
the only option is to place all resources into the fight for structural
change through political action, advocacy and human rights. In contrast to
structural determinism, 'human agency' directs attention towards the
aspirations and organising capacities which actors combine in their own
problem-solving, survival and development strategies (Christoplos 1998b).
Rather than disengagement, they advocate that a moral commitment to human
agency can and should replace the naïve faith in developmentalism instead
of resorting to minimalism or macro-level structural change. They call for
methods of selective engagement by carefully choosing local counterparts.
However, the circle then seems ended, because this requires that the
chosen local counterparts are not a threat to other local authorities or
warlords, and are truly perceived as neutral and legitimate by the locals,
on both sides of a conflict.
4.5 Post-conflict Rehabilitation and Rebuilding
Following the increased need for research about how to rehabilitate and
rebuild war-torn societies, literature about such issues is also
"booming". But, reviewing the most recent research, Carbonnier (1998)
reveals that there is no blueprint for rebuilding war-torn economies. The
specific circumstances of each country must be carefully analysed and the
rationale behind every conflict properly understood, if appropriate
rebuilding strategies are to be worked out. The author concludes that some
of the most fundamental aspects of post-conflict rebuilding have been
overlooked, mainly because they do not fit into the prevailing paradigm.
For instance some of the basic assumptions underlying traditional economic
theory (e.g. rational economic behavior of individuals) are starkly
contrasted by the reality of war-torn societies. It is then argued that
political stability should actually prevail over economic efficiency, when
post-conflict policies are made, because the achieved reconstruction
efforts are nullified if war starts again. Furthermore, a minimum level of
stability and predictability is a precondition for confidence among
investors and consumers to restart economic activities.
The War-Torn Societies Project (WSP) should be mentioned in this
context. WSP being a joint project under the United Nations Research
Institute for Social Development (UNRISD) and the Programme for Strategic
and International Security Studies (PSIS) it aims at helping societies
emerging from major political conflict to identify, and prioritise the
challenges facing them, and to explore how the international community can
assist them to overcome those challenges of consolidating achieved
security and to reconstruct the war-torn societal structures (Stiefel
1998). To do this WSP takes on participatory action-research projects in
five selected countries: Eritrea, -Mozambique, Guatemala, Northeast
Somalia and through a local affiliate the Somaliland Center for Peace and
Development (SCPD) in Northwest Somalia (also called Somaliland).
Reconstruction, rehabilitation and reconciliation are the major tasks
facing war-torn societies. No doubt that research in close connection to
those practically engaged in such efforts will be crucial for the success
of these countries in becoming stable productive societies. It is not at
least challenging because experience shows that the risks of major
set-backs, just as things seem to go right, is always a possibility in
fragile and war-torn societies.
5. Operational Issues: Principles of Humanitarian
Practice
Specific outcomes of the humanitarian moral debates are expressed in
the increased formulations of "humanitarian principles" and notably "codes
of conduct in order to operationalise the ethical values for humanitarian
action." Examples include the Mohonk Criteria and Code of Conduct of the
ICRC. Codes of conduct for specific CPEs have also been adopted. For
instance the "Code of Conduct for International Rehabilitation and
Development Assistance to Somalia" which was drawn up by the Somali Aid
Coordination Body (SACB) comprising donors, UN agencies and international
NGOs, based on the Addis Ababa Declaration from 1993. The SACB outlines in
a document from 1995 the main principles of interaction between the
international agencies, Somali people and authorities (SACB 1995).
In his paper, Lancaster (1998) attempts to show how ethics can be
transformed into codes of conduct. In order of making a code of conduct
becoming influential it is essential that it is being processed through
intense dialogue with the parties in concern. Lancaster asserts that it is
important that a given code is "owned" by both the agencies and its
practitioners. It is more unclear, however, how the recipients, or
"victims", of assistance can influence the codes of conduct. The SACB, can
be seen as such an attempt to include the parties in a conflict, in order
to have them embracing and respecting a code of conduct as well.
In situations where states have collapsed, or states do not seem to
constitute a legitimate authority, the common response by the
international community has been the use of NGOs, with the effect of
simultaneously globalising and privatising the responsibility for meeting
the basic needs of the populations in question. In this context it is no
longer clear who is responsible for determining the allocation of
resources, by what mechanism they should be distributed, and who will be
responsible in the long-term for the provision of basic services and the
maintenance of law and order (Macrae 1998). Thus a new set of questions
arise (Macrae 1998): How can accountability for decisions regarding the
distribution of relief resources be achieved? And, if the key principles
of neutrality and impartiality are abandoned: how can decisions be made?
Unfortunately, as Hugo Slim (1997b:344) asserts, the specific codes of
conduct adopted, so far, are lacking "the kind of clarity, brevity, and
irresistible persuasiveness which might impress militiamen at checkpoints
or convince a beleaguered government enduring the attacks of a rebel
army."
6 Conclusion: Breaking the Waves?
With many regions of the world today caught up in a state of protracted
crisis, questions are increasingly being asked about what the
international community's commitment to respond to acute human suffering,
wherever it occurs, and to address its underlying causes, amount to. There
seems to be a dual process in which a humanitarian sentiment and discourse
prevails at the very same that the rich countries of the global centre
regions tend to disengage from the marginalised regions in which most CPEs
occur (Olsen 1998). This is reflected in declining levels of relief
assistance and the manipulation of aid by donor governments in support of
strategic and geo-political objectives (Hendrickson 1998). Most recently
the geo-political bias of the dominant powers of the international
community is reflected in the diversion of humanitarian assistance as well
as means for post-war development means from CPEs in the Third World to
the Kosovo in Europe.
However, the relief agenda today has also emerged with a claim that at
best relief aid does not contribute to solutions and at worst may fuel
conflict (Sørbø et al. 1998, UNDP Rwanda 1998). In response to such
assertions, new developmentalist models of humanitarian assistance are
being implemented today which posit a quick return to peaceful
development. In some cases, it is argued, these are simply a cover for
reductions in relief assistance (Hendrickson 1998). In a context of
continuing violence, and with the additional resources needed to bring
about genuine development not forthcoming, populations are often left in a
situation of extreme vulnerability.
The shortcomings of current responses to crisis by the international
community stem from a failure to recognise key features of the new
environment in which aid is being delivered today. The internal analysis
of conflicts and the search for local solutions tend to disregard the
systemic and protracted nature of current armed conflicts. The gravity of
the protracted crises in many countries today suggests that governments
need to engage more actively and genuinely with the underlying causes. The
humanitarian community itself has a key role to play in bringing about
this political response.
The current debate on humanitarian assistance interventions to complex
political emergencies (CPEs) has revealed that the international
humanitarian community is mainly preoccupied with the pragmatic and
palliative approaches to the ongoing CPEs. The ambition seems to be to
find ways of "breaking the waves", but not to stop them from coming.
The major approach of the 1990s, namely the linking relief to
development continuum is, as UNDP Rwanda states in their paper from 1998,
widely recognised to be ineffective as a model for dealing with CPEs (UNDP
Rwanda 1998).
Furthermore, the mixed experiences of humanitarian military
interventions has questioned the international paradigms of state
sovereignty and international law which prevailed in the 20th
century. The current trends concerning humanitarian action towards the
21st century are deeply concerned with the moral and ethical
aspects of humanitarianism which seem to be reflected in the workings of
international relations. New approaches will also have to acknowledge the
character of modern "uncivil-conflicts" (Snow 1996?) and the specific
dynamics of every single CPE (Reno 1998). Thus, acknowledged is also the
need to enhance the creative abilities of humanitarian agencies in
responding and acting appropriately towards every specific CPE, which
requires profound understanding of their internal dynamics. This also
means that a major challenge will be to bridge the gap between the
perceived universalistic values in both the international humanitarian and
human rights law with the local culturally diverse optics. Confusion and
disagreement about the right humanitarian position prevails, however.
Even though much has happened, since Duffield, Macrae and Zwi in 1994
called for more "appropriate patterns of response by local and
international institutions and agencies," it may be questioned whether the
trends towards increased use of task-sharing with regional security
arrangements, subcontracting NGOs and privatisation of service provisions
will be the most appropriate measures towards CPEs (Macrae and Zwi eds.
1994:232). In the context where CPEs tend to occur in the marginalised
areas of our common world (Olsen 1998), humanitarian assistance
interventions may be developed into precisely the selective instruments to
contain international security risks which the global centres will need in
the 21st century (Duffield 1998). The question that somewhat
pessimistic do remain is: Will we ever get beyond breaking the waves?

Part 3
1. Introduction to the Bibliography
This bibliography is about the literature on humanitarian assistance
interventions to the complex political emergencies (CPEs) of the 1990´s,
and which is of primarily political science and research relevance. The
current debate is emphasised which means that the thematic adaptation
concentrates on articles and books published in the period 1996-1998
inclusively.
The bibliography in Part 3 contains two parts. In the first part the
literature is divided into themes, reflecting the themes presented in the
literature survey of Part 1 and 2. The second part is an alphabetic
bibliography with all the literature, encompassing both reviewed and
unreviewed works. Part three also includes an overview of links to the
"humanitarian network" which can be accessed through the internet version
of the working paper.
2. Criteria for Selection
The reviewed literature comprise mainly works published in 1997 and
1998, with a few important exceptions. The bibliography, however, may
include older works when such works seems to have continued relevance and
importance. However, such inclusion has been applied sporadically and not
systematically.
By political science relevance is meant literature that relates to
issues which usually are treated by political science. Thus, literature
that is purely economical, juridical, technical-operational, medical or
within natural science is not included in the thematic survey. It should
be noticed however that there are plenty of floating cross-cutting issues,
and the demarcation therefore is taken as a matter of opinion for its
relevance and importance for the current debate.
By research relevance is meant literature which is not written with a
polemic purpose, and is therefore not included systematically. However,
most of the works included may be characterised by being academic
contributions to the ongoing academic debate
Factual works like statistical overviews are not included. Evaluations
are however included in the thematic bibliography, but has not been
searched for systematically. Political deliberations, and policy papers
have likewise not been included.
The following databases has been systematically explored: The Centre
for Development Research (CDR) Library Database at . The electronic
development and environment information system (ELDIS) at http://www.ids.ac.uk/, The British
Library for Development Studies (BLDS) at http://www.ids.ac.uk/ The Danish Royal
Library (Rex) at http://www.kb.bib.dk/, The Swedish Royal
Library (Libris) at http://www.libris.kb.se/ and the
War-Torn Societies (WSP) Database at http://www.unrisd.org/.
A comprehensive overview of existing literature like research reports,
non-publicised working papers or papers publicised in limited editions by
universities, institutes etc. have not within the economic framework of
this study been possible to trace nor to provide. Thus, this bibliography
is not preemptive, but is still a comprehensive survey, which hopefully
can form a basis for further literature searches.
Linguistically the searched literature concentrates on English
literature. This does not mean that no literature of relevance exists in
other languages. But, only in the cases where I sporadically have come
across interesting and relevant literature in French, German and the
Nordic languages have these been added to the survey.
Articles have been included selectively. Only the following periodicals
have been systematically examined: The Journal of Humanitarian Assistance,
Disasters - The Journal of Disaster Studies, Development in Practice: an
Oxfam Journal, and Third World Quarterly.
3. Links to the Humanitarian Network
In the internet version the resources emphasised below can be linked to
by double clicking on them. The lists are not preemptory, but should be
sufficiently comprehensive in order to create ones own relevant system of
bookmarks. Note that links unfortunately are not static and tend to change
over time. Therefore, if you encounter links which no longer works please
notify the author or the Centre for Development Research so that the links
can be updated. Good Luck!
3.1 Research institutions
African Centre for the Constructive
Resolution of Disputes (ACCORD), Durban
Carnegie Commission on Preventing
Deadly Conflict, Washington DC
Center for Refugee Studies, York
University
Centre for Development Research,
Copenhagen
Christian Michelsen Institute,
Bergen
Copenhagen Peace Research
Institute
Danish Institute of International
Affairs
Human rights and humanitarian
aid
Humanitarianism and War Project,
Brown University
Initiative on Conflict Resolution and
Ethnicity (INCORE), Londonderry
Institute of Political Science,
University of Copenhagen
International Peace Academy, New
York
King's College London
Lancaster University,
U.K.
Life & Peace Institute,
Uppsala
Nordic Africa Institute,
Uppsala
Queen Elizabeth House
Oxford
The Carter Center,
Atlanta
The Institute of Development
Studies
The London School of Economics and
Political Science
The University of
Birmingham
Transnational Foundation for Peace
and Future Research, Lund
United Nations
University
University of Wales
Aberystwyth
University of Leeds
UNRISD
UNU-WIDER
War-Torn Societies
Project
WZB - Social Science Research Center
Berlin
3.2 Journals, Periodicals, Publications and News
Networks
Indigo Publications
Journal of Humanitarian
Assistance
Journal of Refugee Studies
Millennium
ODI Annual Report
1998/99
Other reports and
publications
Relief and Rehabilitation
Network
ReliefWeb
Third World Quarterly
UNHCR News
3.3 Major International Organisations
European Council on Refugees and
Exiles (ECRE)
European Community Humanitarian
Office (ECHO)
North Atlantic Treaty Organization
(NATO)
OECD-DAC - Development Assistance
Committe
Organization for Security and
Cooperation in Europe (OSCE)
UN Office for Coordination of
Humanitarian Affairs (OCHA)
UN High Commissioner for Refugees
(UNHCR)
United Nations Children's Fund
(UNICEF)
Food and Agriculture Organzation of
the UN (FAO)
UN Development Programme
(UNDP)
World Food Programme
(WFP)
World Health Organization
(WHO)
3.4 International Non-Governmental
Organisations
Action by Churches Together
(ACT)
Action Internationale
Contre le Faim (AICF)
Action d'Urgence
Internationale
ActionAid
Adventist Development
and Relief Agency (ADRA)
Africare
Amnesty International
(AI)
CARE
Caritas
Caritas
Schweiz-Suisse-Svizerra
Catholic Relief
Services (CRS)
Concern
Danish Refugee
Council
Disaster
Relief
Flyktningerådet
(Norway)
German Agency for
Technical assistance (GTZ)
Hirondelle
Human Rights Watch -
Home Page
InterAction
International Crisis
Group
International
Federation of the Red Cross (IFRC)
International
Committee of the Red Cross (ICRC)
International
Cooperation for Development (ICD)
International
Organization of Migration (IOM)
Islamic
Relief
Lutheran World
Federation (LWF)
Lutheran World Relief
(LWR)
Medicins Sans
Frontieres (MSF)
Merlin
Norwegian People's
Aid (NPA)
Norwegian Church Aid
(NCA)
Oxfam
Peace
Corps
Refugees
International
ReliefWeb links to
Humanitarian Organizations
Save the Children
Fund (UK)
Save the Children
(US)
Tearfund
Trocaire
World Vision
International
3.5 Public Accessible Databases
War-Societies Project
Database
ReliefWeb
Centre for Development Research
Library
British Library for Development
Studies
Danish Royal Library
Swedish Royal
Library
4. Thematic Bibliography
The thematic bibliography is ordered so that the themes corresponds
roughly the sections in Part 1 and 2.
4.1 Introducing and Discerning the Themes
Harriss, John (ed.) (1995)
The Politics Of Humanitarian
Intervention, Pinter, London/New York
Hybertsen, Bente, Gro Tjore, Emery
Brusset, Bruce Jones and Astri Suhrke (1998)
Humanitarian Assistance and Conflict :
A-State-of-the-Art Report, Chr. Michelsen Institute, Report
2
Macrae, Joanna (1996)
The Origins of Unease : Setting the
Context of the Current Ethical Debate, Background Paper I for the Forum on
Ethics in Humanitarian Aid, Dublin 9-10 December, 1996
Mayall, James (ed.) (1996)
The New Interventionism, 1991-1994,
Cambridge University Press
Nederveen Pieterse, Jan (ed.) (1998)
World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Roberts, Adam (1996)
Humanitarian Action in War : Aid,
Protection and Impartiality in a Policy Vacuum, Oxford University Press,
International Institute for Strategic Studies, Adelphi Papers No.
305
Slim, Hugo (1998)
International
Humanitarianism's Engagement with Civil War in the 1990s : A Glance at
Evolving Practice and Theory, A Briefing Paper for Actionaid UK, Centre
for Development and Emergency Practice, Oxford Brookes University, 19
December 1997, posted in Journal of Humanitarian Affairs in March http://www-jha.sps.cam.ac.uk/a/a565.htm
Weiss,
Thomas G. (1998b)
Humanitarian Action
i War Zones : Recent Experience and Future Research, pp.24-79 in Nederveen
Pieterse, Jan (ed) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
4.2 The
Humanitarian Terminologies
Cliffe, Lionel, and Robin Luckham (1999)
Complex Political Emergencies and the
State : Failure and the Fate of the State, pp-27-50 in Third World
Quarterly, Vol. 20, No. 1, Special Issue on Complex Political
Emergencies
Duffield, Mark (1998a)
Containing Systemic Crisis : The
Regionalization of Welfare and Security Policy, pp.80-110 in Nederveen
Pieterse, Jan (ed 1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Middleton, Neil, and Phil O'Keefe
(1998)
Disaster and Development - The Politics
of Humanitarian Aid, Pluto
Nafziger, E. Wayne (1996)
The Economics of Complex Humanitarian
Emergencies : Preliminary Approaches and Findings, World Institute for
Development Economics Research, Helsinki, WIDER (UNU) Working Paper No.
119
Parekh, Bhikhu (1998)
Rethinking Humanitarian Intervention,
pp.138-169 in Nederveen Pieterse, Jan (ed 1998), World Orders in the
Making, Humanitarian Intervention and Beyond, Institute of Social Studies,
Macmillan
Pearce, Jenny (1999)
Peace-building in the Periphery : Lessons
from Central America, pp.51-68 Third World Quarterly, Vol. 20, No. 1,
Special Issue on Complex Political Emergencies
Pedersen, Nina (1997)
Evalueringsmetoder til nødhjælp. - også
til de komplekse nødhjælpssituationer i Afrika, Occasional Paper, Centre
of African Studies, University of Copenhagen, September 1997
TWQ (1999)
Third World Quarterly, Vol. 20, No. 1,
Special Issue on Complex Political Emergencies
4.3 The Contemporary Global Context
African Rights (1994)
Humanitarianism Unbound, London, African
Rights
Baylis, John, and Steve Smith (eds)
(1997)
The Globalisation of World Politics. An
Introduction to International Relations, Oxford
Boutroue, Joel (1998)
Missed Opportunities : The Role Of The
International Community In The Return Of The Rwanda Refugees From Eastern
Zaire, Working Paper, The Rosemarie Rogers WP Series, MIT City, Cambridge
MA
Diehl, Paul F. (ed.) (1997)
The Politics of Global Governance :
International Organizations in an Interdependent World, Boulder, Lynne
Rienner
Duffield, Mark (1998)
NGO Relief in War Zones : Toward an
Analysis of the New Aid Paradigm, pp.139-159 in Weiss, Thomas G. (ed.)
Beyond UN Subcontracting - Task-sharing with Regional Security
Arrangements and Service Providing NGOs, Macmillan
Harriss, John (ed.) (1995)
The Politics Of Humanitarian
Intervention, Pinter, London/New York
Holm, Hans-Henrik, and Georg Sørensen
(1995)
Whose World Order?, Westview
Press
Holsti, Kalevi J. (1997)
Political Sources of Humanitarian
Emergencies, World Institute for Development Economics Research, Helsinki,
Research for Action No. 36, UN-WIDER Series, UNU/WIDER
Hoogveldt, Ankie (1997)
Globalisation and the Postcolonial World,
The New Political Economy of Development, Macmillan
Keegan, J (1993)
A History of Warfare, Pimlico,
London.
Maren, Michael (1997)
The Road to Hell - The Ravaging Effects
of Foreign Aid and International Charity, The Free Press
Nederveen Pieterse, Jan (ed.) (1998)
World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Slim, Hugo (1998)
International
Humanitarianism's Engagement with Civil War in the 1990s : A Glance at
Evolving Practice and Theory, A Briefing Paper for Actionaid UK, Centre
for Development and Emergency Practice, Oxford Brookes University, 19
December 1997, posted in Journal of Humanitarian Affairs in March http://www-jha.sps.cam.ac.uk/a/a565.htm
Weiss, Thomas G.
(1998b)
Humanitarian Action
i War Zones : Recent Experience and Future Research, pp.24-79 in Nederveen
Pieterse, Jan (ed) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
4.4 Causes and
Nature of Complex Emergencies
Adekanye, J. (1995)
Structural Adjustment, Democratization
and Rising Ethnic Tensions in Africa, pp. 355-374 in Development and
Change, Vol. 26, No.
2
Ake, Claude (1996)
Democracy and Development in Africa,
Brookings Institution Press
Ake, Claude (1997)
Why Humanitarian Emergencies Occur :
Insights from the Interface of State, Democracy and Civil Society, World
Institute for Development Economics Research, Helsinki, WIDER (UNU)
Research for Action Series. No. 31
Annan, Kofi (1998)
Report by the Secretary-General of the
United Nations on Africa. The Causes of Conflict and the Promotion of
Durable Peace and Sustainable Development in Africa,
http://www.un.org/ecosocdev/geninfo/afrec/sgreport/report.htm
posted on April 1998
Atkinson, Philippa (1997)
The War Economy in Liberia : A Political
Analysis. Relief and Rehabilitation Network (RRN), Paper 22
Bayart, Jean-Francois, Stephen Ellis and
Béatrice Hibou (1998)
The Criminalisation of the State in
Africa, Indiana University Press
Berman, Bruce J. (1998)
Ethnicity, Patronage and the African
State : The Politics of Uncivil Nationalism, pp.305-341 in African
Affairs, Vol. 97
Boutroue, Joel (1998)
Missed Opportunities : The Role Of The
International Community In The Return Of The Rwanda Refugees From Eastern
Zaire, Working Paper, The Rosemarie Rogers WP Series, MIT City, Cambridge
MA
Boyce, James K., and Manuel Pastor
(1997)
The Political Economy of Complex
Humanitarian Emergencies : Lessons from El Salvador, World Institute for
Development Economics Research, Helsinki, WIDER (UNU) Working Papers No.
131
Brown, Michael E., Owen R. Coté Jr., Sean
M. Lynn-Jones and Steven E. Miller (eds) (1997)
Nationalism and Ethnic Conflict,
MIT
Chabal, Patrick, and Jean-Pascal Daloz
(1998)
African Works Disorder as Political
Instrument, African Rights/James Currey, London/Oxford
Chife, Aloy (1997)
The Political Economy of Post-Cold War
Africa, Lampeter
Clapham, Christopher (1996)
Africa and the International System. The
Politics of State Survival, Cambridge University Press
Cliffe, Lionel, and Robin Luckham (1999)
Complex Political Emergencies and the
State : Failure and the Fate of the State, pp-27-50 in Third World
Quarterly, Vol. 20, No. 1, Special Issue on Complex Political
Emergencies
Cremer, Georg (1998)
Humanitarian Aid for Warlords? The
Dilemma of Relief Organizations in Violent Conflict Situations, Forum,
D+C, No. 5, 1998
de Waal, Alex (1997)
Famine Crimes - Politics and the Disaster
Relief Industry in Africa, African Rights/James Currey,
London/Oxford
Duffield, Mark (1994)
Complex Emergencies and the Crisis of
Developmentalism, in IDS Bulletin, Vol. 25, No. 4
Duffield, Mark (1998a)
Containing Systemic Crisis : The
Regionalization of Welfare and Security Policy, pp.80-110 in Nederveen
Pieterse, Jan (ed.) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Duffield, Mark (1998c)
Post-modern Conflict : Warlords,
Post-adjustment States and Private Protection, pp.65-102 in Civil Wars,
Vol. 1, No. 1
Emizet, Kisangani N.F. (1997)
Zaire after Mobutu : A Case of
Humanitarian Emergency, World Institute for Development Economics
Research, Helsinki, WIDER (UNU) Research for Action No. 32
FitzGerald, E. (1997).
Paying for the War : Macroeconomic
Stabilization in Poor Countries under Conflict Conditions, pp. 43-64 in
Oxford Development Studies,
Special issue, Vol. 25, No. 1
FitzGerald, E., and F. Stewart (eds)
(1997 )
War, Economy and Society, Oxford
Development Studies, Special
issue, Vol. 25, No. 1
Goodhand, Jonathan, and David Hulme
(1999)
From Wars to Complex Political
Emergencies : Understanding Conflict and Peace-Building in the New World
Disorder, pp.13-26 in Third World Quarterly, Vol. 20, No. 1, Special Issue
on Complex Political Emergencies
Green, R. (1991)
Neo-liberalism and the Political Economy
of War : Sub-Saharan Africa as a Case of a Vacuum, in Colclough, C., and
J. Manor (eds) States or Markets? Neo-liberalism and the Development
Policy Debate, Oxford,
Clarendon Press
Haluani, M. (1996).
The Regional Dimensions of the Causes of
Conflict : Latin America, in Van de Goor, L., K. Rupesinghe and P.
Sciarone (eds) Between Development and Destruction : An Inquiry into the
Causes of Conflict in Post-Colonial States, New York, St. Martin's
Press
Harriss, John (ed.) (1995)
The Politics Of Humanitarian
Intervention, Pinter, London/New York
Holsti, Kalevi J. (1996a)
The State, War, and the State of War,
Cambridge
Holsti, Kalevi J. (1996b)
The Political Sources Of Humanitarian
Disasters, Conference Paper, UNU/WIDER
Holsti, Kalevi J. (1997)
Political Sources of Humanitarian
Emergencies, World Institute for Development Economics Research, Helsinki,
Research for Action No. 36, UN-WIDER Series, UNU/WIDER
Holsti, Kalevi J.
(1998)
International Theory
and Wars within States : The Limits of Relevance. In Neuman, Stephanie G.
(ed.), International Relations Theory and the Third World, New York, St.
Martin's Press
Houweling, H. (1996).
Destabilizing Consequences of Sequential
Development, in Van de Goor, L., K. Rupesinghe and P. Sciarone (eds)
Between Development and Destruction : An Inquiry into the Causes of
Conflict in Post-Colonial
States, New York, St.
Martin's Press
Jean, F. and J.-C. Rufin (eds)
(1996)
Economie des guerres civiles, Paris, Hachette
Kaplan, Robert (1994)
The Coming Anarchy, pp.44-76 in The
Atlantic Monthly, Vol. 273, No. 2
Lewis, Ioan M. (1997)
Making History in Somalia : Humanitarian
Intervention in a Stateless Society, pp.8-29 in Horn of Africa : An
Independent Journal, Vol. 15, Nos.1-4
Luling, Virgina (1997)
Come Back Somalia? Questioning a
Collapsed State, pp.287-302 in Third World Quarterly, Vol. 18, No.
2
Maren, Michael (1997)
The Road to Hell - The Ravaging Effects
of Foreign Aid and International Charity, The Free Press
Médecins Sans Frontières, Holland
(1997)
World in Crisis : The Politics of
Survival at the End of the Twentieth Century, London, New York, Routledge
Meeren, Rachel van der (1996)
The Rwandan Emergency : Causes,
Responses, Solutions? / Rachel van der Meeren ... [et al.], pp.233-342 in
Journal of Refugee Studies / Refugee Studies Programme, University of
Oxford, Vol. 9, No. 3
Middleton, Neil, and Phil O'Keefe
(1998)
Disaster and Development - The Politics
of Humanitarian Aid, Pluto
Nafziger, E. Wayne (1996)
The Economics of Complex Humanitarian
Emergencies : Preliminary Approaches and Findings, World Institute for
Development Economics Research, Helsinki, WIDER (UNU) Working Paper No.
119
Nafziger, E. Wayne, and Juha Auvinen
(1997)
War, Hunger, and Displacement : An
Econometric Investigation into the Sources of Humanitarian Emergencies,
World Institute for Development Economics Research, Helsinki, WIDER
(UNU)
Nederveen Pieterse, Jan (ed.)
(1998)
World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Osaghae, Eghosa E. (1996)
Ethnicity, Class and the Struggle for
State Power in Liberia, Monograph Series 1/96, CODESRIA, Dakar
Outram, Quentin (1997a)
Cruel Wars and Safe Havens : Humanitarian
Aid in Liberia 1989 - 1996, pp.189-205 in Disasters, The Journal of
Disaster Studies, Policy and Management, Vol. 21, No. 3
Outram, Quentin (1997b)
It´s Terminal Either Way : An Analysis of
Armed Conflict in Liberia 1989-1996, in ROAPE, Vol. 24, No.
73
Reno, William (1995a)
Reinvention of an African Patrimonial
State : Charles Taylors Liberia, in Third World Quarterly, Vol. 16, No.
1
Reno, William (1995b)
Corruption and State Politics in Sierra
Leone, Cambridge
Reno, William (1995c)
Markets, War, and the Reconfiguration of
Political Authority in Sierra Leone, Canadian Journal of African Studies,
Vol. 29, No. 2
Reno, William (1997a)
African Weak States and Commercial
Alliances, in African Affairs, Vol. 96, No. 383
Reno, William (1997b)
Humanitarian Emergencies and Warlord
Economies in Liberia and Sierra Leone, World Institute for Development
Economics Research, Helsinki, WIDER
Reno, William (1998)
Warlord Politics and African States,
Rienner
Richards, Paul (1996)
Fighting for the Rain Forest : War, Youth
& Resources in Sierra Leone, London, International African Institute,
Heinemann
Segovia, A.
(1996).
The War
Economy of the 1980s, in Boyce, J. (ed.) Economic Policy for Building
Peace : The Lessons of El Salvador, Boulder, CO, and London, Lynne Rienner
Publishers
Snow, Donald M. (1996)
Uncivil Wars - International Security and
the New Internal Conflicts, Lynne Rienner, Boulder/London
Sørensen, Georg (1997a),
Svage stater : en introduktion, in
Politica, Vol. 29, No. 2
Stavenhagen, R., ed, (1996).
Ethnic Conflict and the Nation-State, New
York, St. Martin's Press
Stewart, Frances (1998)
The Root Causes of Conflict, Queen
Elizabeth House Working Paper Series, No. 16, University of
Oxford
Stewart, Frances, et al. (1997).
Civil Conflict in
Developing Countries over the Last Quarter of a Century : An Empirical
Overview of Economic and Social Consequences, in Oxford Development
Studies, Special
issue, Vol. 25, No. 1
Van de
Goor, L., K. Rupesinghe and P. Sciarone (eds) (1996)
Between
Development and Destruction : An Inquiry into the Causes of Conflict in
Post-Colonial States, New York,
St. Martin's Press
Zartman, I. William (ed.) (1995)
Collapsed States : The Disintegration and
Restoration of Legitimate Authority, Boulder, CO, and London, Lynne Rienner
Publishers
4.5 New Humanitarian Era and Aid Paradigm
Belgrad, Eric A. (1997)
The Politics of Humanitarian Aid, pp.3-18
in Belgrad, Eric A., and Nitza Nachmias (eds) The Politics of
International Humanitarian Aid Operations, Westport/ Praeger
de Waal, Alex (1997)
Famine Crimes - Politics and the Disaster
Relief Industry in Africa, African Rights/James Currey,
London/Oxford
Duffield, Mark (1997)
NGO Relief in War Zones : Toward an
Analysis of the New Aid Paradigm, in Third World Quarterly, Vol. 18, No.
3, 1997
Duffield, Mark (1998)
NGO Relief in War Zones : Toward an
Analysis of the New Aid Paradigm, pp.139-159 in Weiss, Thomas G. (ed.)
Beyond UN Subcontracting - Task-sharing with Regional Security
Arrangements and Service Providing NGOs, Macmillan
Duffield, Mark (1998a)
Containing Systemic Crisis : The
Regionalization of Welfare and Security Policy, pp.80-110 in Nederveen
Pieterse, Jan (ed.) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Duffield, Mark (1998b)
Aid Policy and Post-Modern Conflict : A
Critical Review, posted May 1998. in RRN newsletter 11,
http://www.oneworld.org/odi/rrn/newslet11/article2.htm
Harriss, John (ed.) (1995)
The Politics Of Humanitarian
Intervention, Pinter, London/New York
Holm, Hans-Henrik, and Georg Sørensen
(1995)
Whose World Order?, Westview
Press
Jessop, Bob (1994)
The Transition to Post-Fordism and the
Schumpterian Workfare State, pp.13-37 in Burrows, R., and B. Loader (eds),
Towards a Post-Fordist Welfare State?, London, Routledge
Middleton, Neil, and Phil O'Keefe
(1998)
Disaster and Development - The Politics
of Humanitarian Aid, Pluto
Slim, Hugo (1998)
International Humanitarianism's
Engagement with Civil War in the 1990s : A Glance at Evolving Practice and
Theory, A Briefing Paper for Actionaid UK, Centre for Development and
Emergency Practice, Oxford Brookes University, 19 December 1997, posted in
Journal of Humanitarian Affairs in March 1998 http://www-jha.sps.cam.ac.uk/a/a565.htm
Väyrynen, Raimo (1996)
The Age of Humanitarian Emergencies,
World Institute for Development Economics Research , Helsinki, WIDER (UNU)
Working Papers No. 119
Väyrynen, R (1996)
The Age of Humanitarian Emergencies,
WIDER Research for Action No 25, UN University.
4.6 Legitimizing
Humanitarian Interventions and Sovereignty
Cerny, Philip G. (1998)
Neomedievalism, Civil War and the New
Security Dilemma : Globalisation as Durable Disorder, pp.36-64 in Civil
Wars, Vol. 1, No. 1
Deng, F.M., S. Kimaro, T. Lyons, D.
Rothchild and I.W. Zartman (1996 )
Sovereignty As Responsibility - Conflict
Management In Africa, Book, Brookings Institution, Washington
D.C.
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Beyond UN Subcontracting - Task-sharing with Regional Security
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No Title, Mimeo, Paper presented at the
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Rethinking Humanitarian Intervention,
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4.7 Containing Security
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Belgrad, Eric A., and Nitza Nachmias
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Brinkman, Major-General Rtd J.W.
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Clarke, Walter, and Jeffrey Herbst (eds)
(1997)
Learning From Somalia - The Lessons Of
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The Transition from War to Peace
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(1996)
Humanitarian Challenges and Intervention
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Commission on African Regions in Crisis
(1997)
Conflicts in Africa : An Analysis of
Crisis and Crisis Prevention Measures, Report of the Commission on African
Regions in Crisis, GRIP, Brussels
Cremer, Georg (1998)
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Arrangements and Service Providing NGOs, Macmillan
Duffield, Mark (1998a)
Containing Systemic Crisis : The
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Pieterse, Jan (ed) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
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Duffield, Mark (1998c)
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for Analysing NGOs and Services, pp.30-45 in Weiss, Thomas G. (ed.) Beyond
UN Subcontracting - Task-sharing with Regional Security Arrangements and
Service Providing NGOs, Macmillan
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Hathaway, J. (1995)
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Migration : The Strategic Use of Displacement and the Obstacles to
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posted on 20 December 1998 in Journal of Humanitarian
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Hulme, David, and Michael Edwards (eds)
(1996)
Beyond The Magic Bullet - NGO Performance
And Accountability In The Post-Cold War World, Kumarian Press, West
Hartford
Hulme, David, and Michael Edwards (eds)
(1997)
NGOs, States And Donors - Too Close For
Comfort?, Macmillan, London
Hybertsen, Bente, Gro Tjore, Emery Brusset, Bruce
Jones and Astri Suhrke (1998)
Humanitarian Assistance and Conflict
:A-State-of-the-Art Report, Chr. Michelsen Institute, Report
2
Jensen, Allan Duelund (1997)
Humanitarian Intervention in
International Politics, MA Thesis, University of Aarhus, Institut for
Statskundskab
Jones, Bruce D. (1995)
Intervention Without Borders :
Humanitarian Intervention in Rwanda, 1990-1994. pp. 225-249 in Millennium:
Journal of International Studies, Vol. 24, No. 2
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to Rwanda (JEEAR 1996)
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and Genocide : Lessons from the Rwanda Experience, Copenhagen, Steering
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Copenhagen : DANIDA, 1996. 5 Vols : Vol. 1: Historical perspective : some
explanatory factors / Tor Sellstrom ; Lennart Wohlgemuth. - 1996.Vol. 2:
Early warning and conflict management / Howard Adelman ; Astri Suhrke. -
1996. Vol. 3: humanitarian aid and effects / John Borton ; Emery Brusset ;
Alistair Hallam. - 1996. Vol. 4: Rebuilding post-war Rwanda / Krishna
Kumar (et al.). - 1996.Vol. A: Synthesis report / John
Eriksson
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(1996)
Coping with Conflict after the Cold
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in the Former Yugoslavia, pp.49-66 in Weiss, Thomas G. (ed.) Beyond UN
Subcontracting - Task-sharing with Regional Security Arrangements and
Service Providing NGOs, Macmillan
Lewis, Ioan M. (1997)
Making history in Somalia : Humanitarian
Intervention in a Stateless Society, pp.8-29 in Horn of Africa : An
Independent Journal, Vol. 15, Nos.1-4
MacFarlane, S. Neil (1998)
On the Front Lines in the Near Abroad :
the CIS and the OSCE in Georgia's Civil Wars, pp.115-136 in Weiss, Thomas
G. (ed.) Beyond UN Subcontracting - Task-sharing with Regional Security
Arrangements and Service Providing NGOs, Macmillan
Mackinlay, J. (1996)
A Guide to Peace Support Operations,
Brown University
Malone, D. (1997)
The UN Security Council in the Post-Cold
War World : 1987-97, Security Dialogue, Vol. 28, No 4., Sage
Maren, Michael (1997)
The Road to Hell - The Ravaging Effects
of Foreign Aid and International Charity, The Free Press
Mayall, James (ed.) (1996)
The New Interventionism, 1991-1994,
Cambridge University Press
Médecins Sans Frontières, Holland
(1997)
World in Crisis : The Politics of
Survival at the End of the Twentieth Century, London, New York,
Routledge
Meeren, Rachel van der (1996)
The Rwandan Emergency : Causes,
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Oxford, Vol. 9, No. 3
Mowjee, Tasneem (1998)
The European Community Humanitarian
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Nederveen Pieterse, Jan (1998)
Humanitarian Intervention and Beyond :
Introduction, pp.1-23 in Nederveen Pieterse, Jan (ed.) (1998)
World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
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Development Co-Operation, Policy Paper, OECD, Paris
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(1996)
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Humanitarianism and the New Peacekeeping : An Agenda for Peace? pp.86-95
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(1997)
The
Stretcher and The Drum : Civil-military Relations In Peace Support
Operations, Chapter in Ginifer, J. (ed.) Beyond the Emergency, Intl
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E.M., and T.G. Weiss (1998)
UN
Task-Sharing : Toward or Away from Global Governance? pp.227-258 in Weiss,
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Security Arrangements and Service Providing NGOs, Macmillan
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David R. (1997)
Humanitarian
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Juan (1997)
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an Oxfam Journal, Vol. 7, No. 4
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Stockton, Nicholas
(1996)
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Development? : Re-examining the Role of the Military in Complex Political
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Policy and Management, Vol. 20, No. 2, 1996
Tacsan,
Joaquín (1998)
Searching
for OAS/UN Task-Sharing Opportunities in Central America and Haiti,
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Thomas G. (ed.) (1998a)
Beyond UN
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Weiss, Thomas G.
(1998b)
Humanitarian Action
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Wesley, Michael
(1997)
Casualties
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Philip (1999)
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4.8 Media Impact
Media have always been important when
mobilizing public support for humanitarian crises. This debate seems,
however, to have faded recently, irrespective of the continuing faults of
the media, and it increasingly central place to the priorities and
planning of NGOs and government agencies, whereby it has a crucial impact
on policy decisions. Despite the increasing speed in which news and
pictures can be spread with the help of new information technologies, the
media is structurally ill-suited to convey the complexity of distant
problems to their mainly Northern audiences, to whom the problems are of
little real concern. The study by Philo et al. (1998) shows the general
low priority which news stories from the Third World have in Western news
agendas and the very limited range of explanations offered on the nature
and origins of conflict and CPEs. Especially the ability of conveying an
accurate, balanced, and understandable view of complex events is missing
(Shiras 1996). Shiras makes recommendations about how the media and relief
community can work together to provide more informed and enlightened
coverage of emergencies in developing countries. It remains, however, to
be noted that reporting from armed conflict disaster zones is very
dangerous and can be entirely inaccessible for reporting
teams.
Minear, Larry, Colin Scott and Thomas G.
Weiss (1996)
The News Media, Civil War and
Humanitarian Action, Boulder/ Lynne Rienner
Philo, Greg, Lindsey Hilsum, Liza Beattie
and Rick Holliman (1998)
The Media and the Rwanda Crisis : Effects
on Audiences and Public Policy, pp 211-229 in Nederveen Pieterse, Jan (ed)
(1998), World Orders in the Making, Humanitarian Intervention and Beyond,
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Rotberg, Robert I., and Thomas G. Weiss
(eds) (1996)
From Massacres to Genocide : The Media,
Public Policy and Humanitarian Crises, Cambridge, Brookings Institution,
World Peace Foundation
Shiras, Peter (1996)
Big Problems, Small Print : A Guide to
the Complexity of Humanitarian Emergencies and the Media, in Rotberg,
Robert I., and Thomas G. Weiss (eds)
From Massacres to Genocide. The Media, Public Policy and Humanitarian
Crises, World Peace Foundation
4.9 Humanitarian
Assistance and its Negative Externalities
African Rights (1997)
Food and Power in Sudan : A Critique of
Humanitarianism, African Rights
Alao, Abiodun (1998)
The Burden of Collective Goodwill. The
international Involvement in the Liberian Civil War, Ashgate
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for Peace through Aid,
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Inc.
Barber, Ben (1997)
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Humanitarian Aid, Foreign Affairs, July/August 1997
Basu, Kaushik (1996)
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1
Belgrad, Eric A., and Nitza Nachmias
(eds) (1997)
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Normalising the Crisis in Africa, 4
February 1998, in Journal of Humanitarian Assistance,
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posted on 19 March 1998
Broughton, Bernard (1996)
Charity or Rights? : A Human Rights
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Bush, Kenneth (1996)
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Assistance?, Canadian International Development Agency, Ottawa,
Canada
Cairns, E. (1997)
A Safer Future : Reducing the Human Cost
of War, Oxfam
Cremer, Georg (1998)
Humanitarian Aid for Warlords? The
Dilemma of Relief Organizations in Violent Conflict Situations, Forum, D+C
5/1998
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/Oxford
DeMars, William (1996)
Mercy without Illusion : Humanitarian
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Supplement 1
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Reference to Angola and Bosnia : An Exploratory Report for UNICEF
/University of Birmingham. School of Public Policy,
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Complex Emergencies, London, Zed Books
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Duffield, Mark (1996)
The Symphony of the Damned : Racial
Discourse, Complex Political Emergencies, and Humanitarian Aid, School of
Public Policy, University of Birmingham, Occasional Paper, 2
March
Duffield, Mark (1997)
NGO Relief in War Zones : Toward an
Analysis of the New Aid Paradigm, in Third World Quarterly, Vol. 18, No.
3
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Legality with a Vengeance : Famines and
Humanitarian Relief in "Complex Emergencies", pp.547-575 in Millennium :
Journal of International Studies, Vol. 25, No. 3
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humanitära imperativet i politiska kriser, Stockholm, Enheten för globalt
samarbete, Utrikesdepartementet
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Hope Suspended : Morality, Politics and
War in Central Africa, pp.96-108 in Disasters, Vol. 22, No. 2,
1998
Hamilton, Brady E., and R. Steven Hillis
(1996)
Civil War and Famine : A Research Note on
International Relief Aid, pp.102-17 in Population Review : Demography of
Developing Countries / Indian Institute for Population Studies, Vol. 40,
Nos.1-2
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Somalia : Aid Fuels the Conflict, News
from the Nordic Africa Institute, No. 3, 1995
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International Relief Operation, pp.57-76, in Disasters : The Journal of
Disaster Studies, Policy and Management, Vol. 21, No. 1, 1997
Hybertsen, Bente, Gro Tjore, Emery
Brusset, Bruce Jones and Astri Suhrke (1998)
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Context of the Current Ethical Debate, Background Paper I for the Forum on
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in Food and Health Security Interventions in Complex Political
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(1995)
Mercy under Fire : War and the Global
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of the Apocalypse : Humanitarian Relief in Complex Emergencies, Center for
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Rights, Discussion Paper No. 5, November
Overseas Development Institute
(1998)
The State of the International
Humanitarian System, London, ODI
Prendergast, J. (1996)
Frontline Diplomacy : Humanitarian Aid
and Conflict in Africa,
Boulder/ Lynne Rienner
Prendergast, J. (1996a)
Crisis and Hope in Africa, London, Inter-agency Group - Center of
Concern Project.
Prendergast, John
(1997)
Crisis
Response - Humanitarian Band-aids in Sudan and Somalia, London/Chicago,
Pluto Press
Prendergast, John, and
Colin Scott (1996)
Aid with
Integrity - Avoiding the Potential of Humanitarian Aid to Sustain Conflict
: A Strategy For USAID /BHR/OFDA in Complex Emergencies, Occasional Paper,
USAID, Washington D.C.
Roberts,
Adam (1996)
Humanitarian Action
in War : Aid, Protection and Impartiality in a Policy Vacuum, Oxford
University Press, International Institute for Strategic Studies, Adelphi
Papers No. 305
Slim, Hugo
(1997)
Doing the
Right Thing : Relief Agencies, Moral Dilemmas and Moral Responsibility in
Political Emergencies and War, SIDA, Oxford Brookes University. Centre for
Development and Emergency Planning, Uppsala, Nordiska
Afrikainstitutet
Slim, Hugo
(1997a)
Doing the
Right Thing : Relief Agencies, Moral Dilemmas and Moral Responsibility in
Political Emergencies and War, pp.244-57 in Disasters : The Journal of
Disaster Studies, Policy and Management, Vol. 21, No. 3
Slim, Hugo
(1997b)
Relief
Agencies and Moral Standing in War : Principles of Humanity, Neutrality,
Impartiality and Solidarity, pp.342-352 in Development in Practice : an
Oxfam Journal, Vol. 7, No. 4
Slim, Hugo
(1998)
International
Humanitarianism's Engagement with Civil War in the 1990s : A Glance at
Evolving Practice and Theory, A Briefing Paper for Actionaid UK, Centre
for Development and Emergency Practice, Oxford Brookes University, 19
December 1997, posted March 1998 in Journal of Humanitarian Assistance, http://www-jha.sps.cam.ac.uk/a/a565.htm
Smock, David R.
(1997)
Humanitarian
Assistance and Conflict in Africa, in Journal of Humanitarian Assistance,
http://www-jha.sps.cam.ac.uk/a/a016.htm
reposted on 4 July 1997
Somavia, J.
(1997)
The
Humanitarian Responsibilities of the United Nations Security Council :
Ensuring the Security of the People, pp.353-362 in Development in Practice
: an Oxfam Journal, Vol. 7, No. 4, Oxford
Stockton,
Nicholas (1996)
Defensive
Development? : Re-examining the Role of the Military in Complex Political
Emergencies, pp.144-48 in Disasters : the Journal of Disaster Studies,
Policy and Management, Vol. 20, No. 2, 1996
Thompson,
Martha (1996)
Empowerment
and Survival : Humanitarian Work in Civil Conflict : Part One, pp.324-333
in Development in Practice : an Oxfam Journal, Vol. 6, No. 4,
1996
Thompson,
Martha (1997)
Empowerment
and Survival : Humanitarian Work in Civil Conflict : Part Two, pp.50-58 in
Development in Practice : an Oxfam Journal, Vol. 7, No. 1,
1997
UNDHA
(1997)
Aid under
Fire : Relief and Development in an Unstable World, UN Department of
Humanitarian Affairs, DHA Issues in Focus Series No. 1, 1997
United
States Mission to the United Nations (1997)
Global
humanitarian assistance 1997, United States Central Intelligence Agency,
Directorate of Intelligence, Washington D.C., The Directorate, 1997
Uvin, Peter
(1998)
Aiding
Violence. The Development Enterprise in Rwanda
Väyrynen,
Raimo (1996)
The Age of
Humanitarian Emergencies, WIDER Research for Action No 25, UN
University
Vesely,
Milan (1998)
The
Business of Conflict, Feature in African Business, December
1998
Weiss,
Thomas G. (1997 )
A Research
Note about Military-Civilian Humanitarianism : More Questions than
Answers, pp.95-117 in Disasters : the Journal of Disaster Studies, Policy
and Management, Vol. 21, No. 2
Wesley,
Michael (1997)
Casualties
of the New World Order - The Causes of Failure of UN Missions to Civil
Wars, Macmillan
4.10 Humanitarian
Positioning: Morality, Ethics, Neutrality and Impartiality
African Rights (1994)
Humanitarianism Unbound, London, African
Rights
Campbell, David (1998)
Why Fight : Humanitarianism, Principles,
and Post-structuralism, in Special Issue : Ethics and International
Relations, Millennium-Journal of International Studies, Vol. 27, No.
3
Fennell, James (1998)
Hope Suspended : Morality, Politics and
War in Central Africa, pp.96-108 in Disasters, Vol. 22, No.
2
Gordon, Stuart (ed.) (1998)
Aspects of Peacekeeping, Frank
Cass
Knudsen, Tonny Brems (1998)
The Missing Link! Moral i International
Politik, i Politica, 30.årg, nr. 4
Levine, I. (1995)
Sudan : In Pursuit of Humanitarian
Neutrality : Aid Under Fire, Issues in Focus Series, No. 1, Geneva,
UNDHA
Levine, I. (1996)
Humanitarianism and Humanity, in DHA
News, No. 19, Geneva, August 1996
Macrae, Joanna (1998)
Purity or Political Engagement? : Issues
in Food and Health Security Interventions in Complex Political
Emergencies, ODI 7 March 1998, in Journal of Humanitarian Assistance,
http://www-jha.sps.cam.ac.uk/a/a574
posted on 7 March 1998
Millennium (1998)
Special Issue : Ethics and International
Relations, Millennium - Journal of International Studies, Vol. 27, No.
3
Moore, Jonathan (ed.) (1998a)
Hard Choices : Moral Dilemmas in
Humanitarian Intervention, Rowman & Littlefield
Moore, Jonathan (1998b)
Moral Search : Humanitarian Intervention
In Internal Conflict, Rowman & Littlefield
Onuf, Nicholas Greenwood
(1998)
Everyday Ethics in International
Relations, in Special Issue : Ethics and International Relations,
Millennium - Journal of International Studies, Vol. 27, No.
3
Plattner, Denise (1996)
ICRC Neutrality and Neutrality in
Humanitarian Assistance, International Review of the Red Cross, No.
311
Politica (1998)
Moral i
Politik, Politica - Tidsskrift for politisk videnskab, 30.årg., nr.4
Slim, Hugo
(1997a)
Doing the
Right Thing : Relief Agencies, Moral Dilemmas and Moral Responsibility in
Political Emergencies and War, pp.244-57 in Disasters : The Journal of
Disaster Studies, Policy and Management, Vol. 21, No. 3
Slim, Hugo
(1997b)
Relief
Agencies and Moral Standing in War : Principles of Humanity, Neutrality,
Impartiality and Solidarity, pp.342-352 in Development in Practice : an
Oxfam Journal, Vol. 7, No. 4
Slim, Hugo
(1998)
Positioning
Humanitarianism in War, in Gordon, S. (ed.) Aspects of Peacekeeping, Frank
Cass
Walker,
Peter (1996)
Chaos And
Caring : Humanitarian Aid Amidst Disintegrating States, Journal of
Humanitarian Assistance, October 1996
Weller,
Marc (1998)
The
Relativity of Humanitarian Neutrality and Impartiality, Uncorrected Draft
in Journal of Humanitarian Assistance, http://www-jha.sps.cam.ac.uk/a/a528.htm
posted on 10 February 1998
4.11 Mercy versus
Justice: Humanitarian vs. Human Rights Priorities
African Rights (1994)
Humanitarianism Unbound, London, African
Rights
African Rights (1997)
Food and Power in Sudan : A Critique of
Humanitarianism, African Rights
Cairns, Edmund, and David Bryer
(1997)
For Better? For Worse? Humanitarian Aid
In Conflict, Development in Practice, Vol. 7, No. 4, Oxfam,
Oxford
Helander, Bernhard (1995)
Somalia : Aid Fuels the Conflict, News
from the Nordic Africa Institute, No. 3, 1995
Macrae, Joanna (1998)
Purity or Political Engagement? : Issues
in Food and Health Security Interventions in Complex Political
Emergencies, ODI 7 March 1998, in Journal of Humanitarian
Assistance,
http://www-jha.sps.cam.ac.uk/a/a574
posted on 7 March 1998
Mills, K. (1997)
Sovereignty Eclipsed? : The Legitimacy of
Humanitarian Access and Intervention, in Journal of Humanitarian
Assistance, http://www-jha.sps.cam.ac.uk/a/a012.htm
reposted on 4 July 1997
Nederveen Pieterse, Jan (ed.) (1998)
World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Olonisakin, Funmi, and Emmanuel Kwesi Aning
(1999)
Humanitarian Intervention and Human
Rights : The Contradictions in ECOMOG, in The International Journal of
Human Rights, Vol. 3, No. 1
Roberts, Adam (1996)
Humanitarian Action in War : Aid,
Protection and Impartiality in a Policy Vacuum, Oxford University Press,
International Institute for Strategic Studies, Adelphi Papers No.
305
Slim, Hugo (1998)
International Humanitarianism's
Engagement with Civil War in the 1990s : A Glance at Evolving Practice and
Theory, A Briefing Paper for Actionaid UK, Centre for Development and
Emergency Practice, Oxford Brookes University, 19 December 1997, posted in
Journal of Humanitarian Affairs in March
http://www-jha.sps.cam.ac.uk/a/a565.htm
Thomas, Caroline, and Melvyn Reader
(1998)
Human Rights and Intervention : A Case
for Caution, pp.111-137 in Nederveen Pieterse, Jan (ed) (1998) World
Orders in the Making, Humanitarian Intervention and Beyond, Institute of
Social Studies and Macmillan
Stremlau, John (1998)
People in Peril : Human Rights,
Humanitarian Action, and Preventing Deadly Conflict, Report to the
Carnegie Commission on Preventing Deadly Conflict, posted 6 September 1998
in the Journal of Humanitarian Assistance, http://www-jha.sps.cam.ac.uk/b/b014.htm
4.12 Linking Relief
and Development Continuum
Addo, Herb (1996)
Developmentalism : A Eurocentric Hoax,
Delusion and Chicanery, in Chew, Sing C., and Robert A. Denemark (eds),
The Underdevelopment of Development, Sage
Anderson, M., and P. Woodrow (1989)
Rising from the Ashes : Development
Strategies in Times of Disaster,
Boulder, CO, Westview Press for UNESCO.
Anderson, Mary B. (1996)
Do No Harm : Supporting Local Capacities
for Peace Through Aid, The Collaborative for Development Action,
Cambridge
Apthorpe, Raymond (1997)
Some Relief from Development :
Humanitarian Emergency Aid in the Horn of Africa (including Sudan) Rwanda
and Liberia. pp.83-106 in The European Journal of Development Research,
Vol. 9, No. 2
Apthorpe, Raymond et al.
(1996)
Protracted Emergency Humanitarian Relief
Food Aid : Toward "Productive Relief", draft report, World Food Programme,
Rome, WFP
Armstrong, Allen M. (1996)
Relief and Development? Some observations
from the RDRS - ODA Drought Response Project, pp.43-53 in Grassroots : An
alternative development journal, 5, No. 19
Ball, N., and T. Halevy (1996)
Making Peace Work : The Role of the
International Development Community, Policy Essay No. 18, Overseas
Development Council, Washington, DC.
Boyce, J. (1994)
Disaster, Development and the Bretton
Wood Institutions, Draft I, prepared under UNDP Project INS /91/008:
Preparation of Guidelines for the Continuum Relief to Development,
University of Massachusetts at Amherst.
Boyce, J., and M. Pastor
(1997)
Macroeconomic Policy and Peace Building
in El Salvador, in. Kumar, K. (ed.) Rebuilding Societies after Civil
War, Boulder, CO, and
London, Lynne Rienner Publishers
Bradbury, Mark (1998)
Normalising the Crisis in Africa, 4
February 1998, posted in Journal of Humanitarian Assistance as
http://www-jha.sps.cam.ac.uk/a/a603.htm
on 19 March 1998
Bradbury M., M. Duffield, S. Jaspars, D. Johnson
and J. Macrae (1997)
Conflict, The Continuum And Chronic
Emergencies : A Critical Analysis of the Scope for Linking Relief,
Rehabilitation and Development Planning in Sudan, in Disasters Vol. 21,
No. 3
British Government (1997)
Eliminating World Poverty : A Challenge
for the 21st Century, Secretary of State for International Development,
November, London
Brynen, R. (1995)
The (very) Political Economy of the West
Bank and Gaza : Learning Lessons about Peace-building and Development
Assistance, Montreal Studies
on the Contemporary Arab World, McGill University, Montreal.
Campbell, Will (1994)
Linking Relief and Development : An
Annotated Bibliography / Institute of Development Studies, Brighton, IDS,
1994. 61 p. (Development bibliography series ; 10)
Carbonnier, Gilles (1998)
Conflict, Postwar Rebuilding and the
Economy : A Critical Review of the Literature, WSP Occasional Paper No. 2,
March
Chambers, Robert (1995)
The Primacy of the Personal, in Edwards,
Michael, and David Hulme (eds) Non-Governmental Organisations Performance
and Accountability : Beyond the Magic Bullet, Earthscan, London
Charlton, Mark W. (1997)
Back to Relief : The Global Food Aid
Regime in the Post - Cold War Era, pp.437-61 in Canadian Journal of
Development Studies, Vol. 18, No. 3
Chew, Sing C., and Robert A. Denemark (eds)
(1996)
The Underdevelopment of Development,
Sage
Christoplos, Ian (1998a)
Humanitarianism and Local Service
Institutions in Angola, pp.1-20 in Disasters, Vol. 22, No. 1
Christoplos, Ian (1998b)
Humanitarianism and Public Service
Integrity : How do we get from here to there? in Journal of Humanitarian
Assistance, http://www-jha.sps.cam.ac.uk/b/b071.htm
posted on 30 September 1998
de Waal, Alex (1997)
Famine Crimes, Politics and the Disaster
Relief Industry in Africa, James Currey, Oxford
Development Assistance Committee (DAC)
(1997)
DAC Guidelines - Conflict, Peace and
Development Co-operation on the Threshold of the 21st Century, Paris,
OECD, 1997
Duffield, Mark (1994)
Complex Emergencies and the Crisis of
Developmentalism, in IDS Bulletin, Vol. 25, No. 4
Duffield, Mark (1996)
Symphony of the Damned : Racial
Discourse, Complex Political Emergencies and Humanitarian Aid, in
Disasters, Vol. 20, No. 3
Edkins, Jenny (1996)
Legality with a Vengeance : Famines and
Humanitarian Relief in "Complex Emergencies", pp.547-575 in Millennium :
Journal of International Studies, Vol. 25, No. 3
Ellis, S., and S. Barakat
(1996)
From Relief to Development : The
Long-term Effects of 'Temporary' Accommodation on Refugees and Displaced
Persons in the Republic of Croatia, pp.111-124 in Disasters : The Journal
of Disaster Studies, Policy and Management, Vol. 20, No. 2
European Commission (EC 1996)
Linking Relief, Rehabilitation and
Development, Communication to the European Parliament and the Council of
Ministers, Brussels
Fennell, James (1998)
Hope Suspended : Morality, Politics and
War in Central Africa, pp.96-108 in Disasters, Vol. 22, No.
2
Goodhand, Jonathan, and David Hulme
(1997)
NGOs and Peace Building in Complex
Political Emergencies : An Introduction, NGOs and Complex Political
Emergencies Working Paper Number 1, University of Manchester & INTRAC,
Manchester
Green, Reginald Herbold, and Ismail I.
Ahmed (1999)
Rehabilitation, Sustainable Peace and
Development : Towards Reconceptualisation, pp.189-206 in Third World
Quarterly, Vol. 20, No. 1, Special Issue on Complex Political
Emergencies
Harvey, Paul (1998)
Rehabilitation in Complex Political
Emergencies : Is Rebuilding Civil Society the Answer?, pp.200-217 in
Disasters, Vol. 22, No. 3,
Helander, Bernhard (1995)
Somalia : Aid Fuels the Conflict, News
from the Nordic Africa Institute, No. 3, 1995
Joint Evaluation of Emergency Assistance
to Rwanda (JEEAR 1996)
The International Response to Conflict
and Genocide : Lessons from the Rwanda Experience, Copenhagen, Steering
Committee of the Joint Evaluation of Emergency Assistance to Rwanda,
Copenhagen: DANIDA, 1996. 5 Vols: Vol. 1: Historical perspective : some
explanatory factors / Tor Sellstrom ; Lennart Wohlgemuth. - 1996.Vol. 2:
Early warning and conflict management / Howard Adelman ; Astri Suhrke. -
1996. Vol. 3: humanitarian aid and effects / John Borton ; Emery Brusset ;
Alistair Hallam. - 1996. Vol. 4: Rebuilding post-war Rwanda / Krishna
Kumar (et al.). - 1996.Vol. A: Synthesis report / John
Eriksson
Kumar, Krishna (ed.) (1997)
Rebuilding Societies after Civil War :
Critical Roles for International Assistance, Boulder/Lynne
Rienner
Macrae, Joanna (1997)
Conflict, the Continuum and Chronic
Emergencies : A Critical Analysis of the Scope for Linking Relief,
Rehabilitation and Development Planning in Sudan / Joanna Macrae ... [et
al.], pp.223-43, in Disasters : the Journal of Disaster Studies, Policy
and Management, Vol. 21, No. 3
Macrae, Joanna (1998)
Purity or Political Engagement? : Issues
in Food and Health Security Interventions in Complex Political
Emergencies, ODI 7 March 1998, posted on 7 March 1998 in Journal of
Humanitarian Assistance, http://www-jha.sps.cam.ac.uk/a/a574
Maren, Michael (1997)
The Road to Hell - The Ravaging Effects
of Foreign Aid and International Charity, The Free Press
Munslow, Barry, and Christopher Brown
(1999)
Complex Emergencies : The Institutional
Impasse, pp.207-221 in Third World Quarterly, Vol. 20, No. 1, Special
Issue on Complex Political Emergencies
O'Keefe, Phil, and John Kirkby
(1997)
Relief and Rehabilitation in Complex
Emergencies, pp.567-82 in Review of African Political Economy, Vol. 24,
No. 74
Pratten, David T. (1997)
Local Institutional Development and
Relief in Ethiopia : a Kire-based Seed Distribution Programme in North
Wollo, pp.138-54 in Disasters : the Journal of Disaster Studies, Policy
and Management, Vol. 21, No. 2
Pugh, Michael (1998)
Post-conflict Rehabilitation : Social and
Civil Dimensions, http://www-jha.sps.cam.ac.uk/b/b365.htm
posted on 11 December 1998 in Journal of Humanitarian
Assistance
Richards, Paul (1996)
Fighting for the Rainforest : War, Youth
and Resources in Sierra Leone, James Currey, Oxford
Sørbø, Gunnar M., Wenche Hauge, Bente
Hybertsen and Dan Smith (1998)
Norwegian Assistance to Countries in
Conflict. The Lessons of Experience from Guatemala, Mali, Mozambique,
Sudan, Rwanda and Burundi. Oslo, Ministry of Foreign Affairs. (Evaluation
Report 11.98)
Smillie, I. (1998)
NGOs and Development Assistance : A
Change in Mindset?, pp.203-223 in Weiss, Thomas G. (ed.) Beyond UN
Subcontracting - Task-sharing with Regional Security Arrangements and
Service Providing NGOs, Macmillan
UNDHA (1997)
Disasters and Development, UN Department
of Humanitarian Affairs, DHA Issues in Focus Series No. 6
UNDP (1994)
Guidelines for the Continuum from Relief
to Development : The Central American Experience, mimeo, Regional Bureau
for Latin America and the Caribbean
UNDP (1995)
Building Bridges Between Relief and
Development : A Compendium of the UNDP Record in Crisis Countries, mimeo,
Emergency Response Division
UNDP Rwanda (1998)
Linking Relief to Development, paper ,
UNDP Rwanda, June 1998
USAID (1996)
Linking Relief and Development in the
Greater Horn of Africa : USAID Constraints and Recommendations / United
States. Agency for International Development, Washington,
D.C.
Uvin, Peter (1998)
Aiding Violence. The Development
Enterprise in Rwanda
Weiss, Thomas G.
(1998b)
Humanitarian Action
i War Zones : Recent Experience and Future Research, pp.24-79 in Nederveen
Pieterse, Jan (ed) (1998), World Orders in the Making, Humanitarian
Intervention and Beyond, Institute of Social Studies,
Macmillan
Whiteside, Martin
(1996)
Realistic
Rehabilitation : Linking Relief and Development in Mozambique, pp.121-28
in Development in Practice : an Oxfam journal, Vol. 6, No. 2
World Bank
(1997b)
Bosnia and
Hezegovina : From Recovery to Sustainable Growth, Washington, DC, The
World Bank
WSP
(1996)
The
Challenge of Peace, Vol. 4,
Geneva, War-torn Societies Project, UNRISD
WSP (1997a)
WSP
Research Update, No. 4, Geneva,
War-torn Societies Project, UNRISD
WSP (1997b)
The
Challenge of Peace, Vol. 5, Geneva,
War-torn Societies Project, UNRISD
WSP (1997c)
Guatemala
at the Crossroads : 1997, mimeo, Guatemala, War-torn Societies Project,
UNRISD.
4.13 Post-conflict
Issues: Rebuilding, Rehabilitation, Demobilization
Adekanye, J. (1997)
Arms and Reconstruction in Post-conflict
Societies, pp. 359-366,
Journal of Peace Research,
Vol. 34, No. 3
Anderton, C. and Isard, W. (eds) (1992)
Economics of Arms Reduction and the Peace
Process : Contributions from Peace Economics and Peace Science, Amsterdam and New York, Elsevier
Science
Boyce, J. and M. Pastor (1997)
Macroeconomic Policy and Peace Building
in El Salvador, in. Kumar, K. (ed.) Rebuilding Societies after Civil
War, Boulder, CO, and
London, Lynne Rienner Publishers
Boyce, J. (ed.) (1996)
Economic Policy for Building Peace : The
Lessons of El Salvador, Boulder, CO, and London, Lynne Rienner Publishers
Brynen, R. (1995)
The (very) Political Economy of the West
Bank and Gaza : Learning Lessons about Peace-building and Development
Assistance, Montreal Studies
on the Contemporary Arab World, McGill University, Montreal
Burnham, P. (1990)
The Political Economy of Postwar
Reconstruction, New York, St. Martin's Press
Carbonnier, Gilles (1998)
Conflict, Postwar Rebuilding and the
Economy : A Critical Review of the Literature, WSP Occasional Paper No. 2,
March
Chatterji, M., and L. Forcey (eds) (1992)
Disarmament, Economic Conversion, and
Management of Peace, New
York, Praeger
Colletta, N., M. Kostner and I.
Widerhofer (1996b)
Case Studies in War-to-Peace Transition :
the Demobilization and Reintegration of Ex-Combatants in Ethiopia,
Namibia, and Uganda,
Discussion Paper No. 331, Africa Technical Department Series,
Washington, DC, The World Bank
Collier, P. (1994)
Demobilization and Insecurity : A Study
in the Economics of the Transition from War to Peace, pp.
343-351 in Journal of International
Development, Vol. 6, No.
3
Crosby, B. (1990)
Central America, in Lake, A. (ed.) After
the Wars : Reconstruction in Afghanistan, Indochina, Central America,
Southern Africa and the Horn of Africa, Oxford and New Brunswick, Transaction
Publishers
Davies, P. (1997)
Mines and Unexploded Ordnance in Cambodia
and Laos : Understanding the Costs, in Kumar, K., (ed.) Rebuilding
Societies after Civil War,
Boulder, CO, and London, Lynne Rienner Publishers.
Ferris, E. (1996)
Disarmament, Debt and Development :
Seeing the Connections,
Uppsala, Life & Peace Institute
Galtung, J. (1995)
Violence, War and the Aftermath, draft,
mimeo, War-torn Societies Project, Geneva, UNRISD
Hanlon, J. (1996)
Peace Without Profit : How the IMF Blocks
Rebuilding in Mozambique,
Dublin, The International African Institute and Irish Mozambique
Solidarity
Harvey, Paul (1997)
Rehabilitation in Complex Political
Emergencies : Is Rebuilding Civil Society the Answer? Institute of
Development Studies, Brighton, 1997
Kumar, Krishna (ed.) (1997)
Rebuilding Societies after Civil War :
Critical Roles for International Assistance, Boulder/Lynne
Rienner
Kumar, Krishna et al. (1996)
Rebuilding post-war Rwanda, Vol. 4 of The
International Response to Conflict and Genocide : Lessons from the Rwanda
Experience, Copenhagen, Steering Committee of the Joint Evaluation of
Emergency Assistance to Rwanda, Copenhagen : DANIDA, 5 volumes
Lake, A. (ed.) (1990)
After the Wars : Reconstruction in
Afghanistan, Indochina, Central America, Southern Africa and the Horn of
Africa, New Brunswick, NJ,
Transaction Publishers
Luling, Virgina (1997)
Come Back Somalia? Questioning a
Collapsed State, pp.287-302 in Third World Quarterly, Vol. 18, No.
2
Moore, Jonathan (1996)
The UN and Complex Emergencies -
Rehabilitation in Third World Transitions, War-torn Societies Project,
Geneva, UNRISD
Nagarajan, G. (1997)
Developing Financial Institutions in
Conflict Affected Countries : Emerging Issues, First Lessons Learnt and
Challenges Ahead, ILO Action Programme on Skills and Entrepreneurship,
Geneva, International Labour Office
Stiefel, Mathias (1998)
Rebuilding after War : A Summary Report
of the War-torn Societies Project, WSP/ UNRISD
Sørensen, B. (forthcoming)
Women and Post-Conflict Reconstruction,
Occasional Paper No. 3, War-torn Societies Project, Geneva
Weiss Fagen, P. (1995)
After the Conflict : A Review of Selected
Sources on Rebuilding War-torn Societies, Occasional Paper No. 1, War-torn
Societies Project, Geneva
World Bank (1997a)
A Framework for World Bank Involvement in
Post-conflict Reconstruction,
mimeo, Washington, DC.
4.14 Operational Principles for Humanitarian
Action
Darcy, J. (1997)
Human Rights and International Legal
Standards : What Relief Workers Need to Know, Relief and Rehabilitation
Network (RRN) Paper 19
Lancaster, Warren (1998)
The Code of Conduct : Whose Code, Whose
Conduct?, in Journal of Humanitarian Assistance,
http://www-jha.sps.cam.ac.uk/a/a645.htm
posted on 18 April 1998
Macrae, Joanna (1998)
Purity or Political Engagement? : Issues
in Food and Health Security Interventions in Complex Political
Emergencies, ODI 7 March 1998, posted on 7 March 1998 in Journal of
Humanitarian Assistance, http://www-jha.sps.cam.ac.uk/a/a574
Minear, L., and T.G. Weiss
(1993)
Humanitarian Action in Times of War, (The
Providence Principles are found on pp.19), Brown University, London, Lynne
Rienner
OECD (1997)
DAC Guidelines on Conflict, Peace and
Development Co-operation, DAC Task Force on Conflict, Peace and
Development Co-operation, Paris, OECD
Relief and Rehabilitation Network (RRN)
(1994)
Code of Conduct for the International Red
Cross and Red Crescent Movement and Non-Governmental Organizations (NGOs)
in Disaster Relief, RRN, Network Paper 7, 1994
Relief and Rehabilitation Network (RRN)
(1997)
People in Aid Code of Best Practice in
the Management and Support of Aid Personnel, RRN, Network Paper 20, 1997
SACB
(1995)
Clarification of the
Code of Conduct for International Rehabilitation and Development
Assistance to Somalia, Somalia Aid Coordination Body, 8 February
1995
Slim, Hugo
(1997b)
Relief
Agencies and Moral Standing in War : Principles of Humanity, Neutrality,
Impartiality and Solidarity, pp.342-352 in Development in Practice : an
Oxfam Journal, Vol. 7, No. 4
World Conference on
Religion and Peace (1994)
Mohonk
Criteria for Humanitarian Assistance in Complex Emergencies
4.15 Evaluating
Humanitarian Assistance
Adekanye, J. 'Bayo (ed.)
(1997)
Norwegian Church Aid's Humanitarian and
Peace-Making Work in Mali, Institutt for fredsforskning, Oslo,
Utenriksdepartementet
Duffield, Mark (1997)
Evaluating Conflict Resolution. Context,
Models and Methodology. A Discussion Paper Prepared for the Chr. Michelsen
Institute, Bergen, Annex 1 to Macrae, Sørbø and Wohlgemuth, NGOs in
Conflict - an Evaluation of International Alert, Bergen, 1997
FINNIDA (1996)
Thematic Evaluation of the Finnish
Humanitarian Assistance, Ministry of Foreign Affairs of Finland, FINNIDA,
Helsinki
Hallam, Alistair (1998)
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